National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-98644 | SEC Issue Date:Sep 29, 2023 | File Number:SR-Phlx-2023-45 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing of Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Nasdasq-100 Index Options with a Third-Friday-of-the-Month Expiration View Received Comments See Also - Exhibit 5 |
| Release Number:34-98561 | SEC Issue Date:Sep 27, 2023 | File Number:SR-Phlx-2023-44 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Pricing Schedule at Options 7, Section 4 Regarding Marketing Fees Comments Due: October 24, 2023 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-44
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| Release Number:34-98528 | SEC Issue Date:Sep 26, 2023 | File Number:SR-PHLX-2023-40 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing of Proposed Rule Change to Amend Equity 4, Rules 3301A and 3301B to Establish New "Contra Midpoint Only" and "Contra Midpoint Only with Post-Only" Order Types and to Make Other Corresponding Changes to the Rulebook View Received Comments |
| Release Number:34-98451 | SEC Issue Date:Sep 20, 2023 | File Number:SR-Phlx-2023-07 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments |
| Release Number:34-98377 | SEC Issue Date:Sep 13, 2023 | File Number:SR-Phlx-2023-43 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 3301A and 3301B Comments Due: October 10, 2023 See Also - Exhibit 5 |
| Release Number: 34-98320 | SEC Issue Date:Sep 7, 2023 | File Number:SR-PHLX-2023-41 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Concerning PIXL Comments Due: October 4, 2023 See Also - Exhibit 5 |
| Release Number:34-98280 | SEC Issue Date:Sep 1, 2023 | File Number:SR-PHLX-2023-40 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing of Proposed Rule Change to Amend Equity 4, Rules 3301A and 3301B to Establish New "Contra Midpoint Only" and "Contra Midpoint Only with Post-Only" Order Types and to Make Other Corresponding Changes to the Rulebook Comments Due: September 29, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98232 | SEC Issue Date:Aug 28, 2023 | File Number:SR-Phlx-2023-07 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots |
| Release Number:34-98228 | SEC Issue Date:Aug 28, 2023 | File Number:SR-Phlx-2023-38 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 8 Rules Comments Due: days after publication in the Federal Register. Comments Due: September 22, 2023 See Also - Exhibit 5 |
| Release Number:34-98185 | SEC Issue Date:Aug 21, 2023 | File Number:SR-Phlx-2023-37 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set Fees for the Purchase of Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due: September 15, 2023 See Also - Exhibit 5 |