National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-98142 | SEC Issue Date:Aug 16, 2023 | File Number:SR-Phlx-2023-34 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx's All-or-None Order Comments Due: September 12, 2023 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-34
|
| Release Number:34-98130 | SEC Issue Date:Aug 14, 2023 | File Number:SR-Phlx-2023-36 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Regarding Qualified Contingent Cross Rebates Comments Due: September 8, 2023 See Also - Exhibit 5 |
| Release Number:34-98084 | SEC Issue Date:Aug 8, 2023 | File Number:SR-PHLX-2023-31 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders’ Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 |
| Release Number:34-97947 | SEC Issue Date:Jul 19, 2023 | File Number:SR-Phlx-2023-30 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due: August 15, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-97871 | SEC Issue Date:Jul 10, 2023 | File Number: SR-Phlx-2023-27 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 3 and 4A Rules Comments Due: August 4, 2023 See Also - Exhibit 5 |
| Release Number:34-97825 | SEC Issue Date:Jun 30, 2023 | File Number:SR-Phlx-2023-28 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Purge Ports For Equities Trading Comments Due: July 28, 2023 See Also - Exhibit 5 |
| Release Number:34-97788 | SEC Issue Date:Jun 22, 2023 | File Number:SR-PHLX-2023-26 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Options 7 Regarding PXL Order Pricing Comments Due: July 20, 2023 See Also - Exhibit 5 |
| Release Number:34-97666 | SEC Issue Date:Jun 7, 2023 | File Number:SR-Phlx-2023-23 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Comments Due: July 5, 2023 See Also - Exhibit 5 |
| Release Number:34-97658 | SEC Issue Date:Jun 7, 2023 | File Number:SR-Phlx-2023-22 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Options 8 Rules Comments Due: July 5, 2023 See Also - Exhibit 5 |
| Release Number:34-97628 | SEC Issue Date:May 31, 2023 | File Number:SR-Phlx-2023-21 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due: June 27, 2023 See Also - Exhibit 5 |