National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-97232 | SEC Issue Date:Mar 31, 2023 | File Number:SR-Phlx-2023-09 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of Options on the Nasdaq-100 ESG Index Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-09
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| Release Number:34-97133 | SEC Issue Date:Mar 14, 2023 | File Number:SR-Phlx-2023-08 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Regarding Multiply Listed Options Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96990 | SEC Issue Date:Feb 27, 2023 | File Number:SR-Phlx-2023-06 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7, Section 4, Multiply Listed Options Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96980 | SEC Issue Date:Feb 24, 2023 | File Number:SR-Phlx-2023-07 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing of Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-96666 | SEC Issue Date:Jan 13, 2023 | File Number:SR-Phlx-2023-01 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Credits at Equity 7, Section 3 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96638 | SEC Issue Date:Jan 11, 2023 | File Number:SR-Phlx-2023-02 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-96599 | SEC Issue Date:Jan 3, 2023 | File Number:SR-Phlx-2022-50 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 9, Section 13 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96574 | SEC Issue Date:Dec 22, 2022 | File Number:SR-Phlx-2022-49 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Equity 4, Rule 3100 to Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues Comments Due: January 19, 2023 See Also - Exhibit 5 |
| Release Number:34-96432 | SEC Issue Date:Dec 1, 2022 | File Number:SR-Phlx-2022-48 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: December 28, 2022 See Also - Exhibit 5 |
| Release Number:34-96411 | SEC Issue Date:Nov 30, 2022 | File Number:SR-Phlx-2022-38 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq 100 Micro Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program |