National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-96360 | SEC Issue Date:Nov 18, 2022 | File Number:SR-Phlx-2022-47 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: December 16, 2022 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2022-47
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| Release Number:34-96329 | SEC Issue Date:Nov 16, 2022 | File Number:SR-Phlx-2022-46 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 5 Comments Due: December 13, 2022 See Also - Exhibit 5 |
| Release Number:34-96286 | SEC Issue Date:Nov 9, 2022 | File Number:SR-Phlx-2022-45 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: December 7, 2022 |
| Release Number:34-96285 | SEC Issue Date:Nov 9, 2022 | File Number:SR-Phlx-2022-44 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Phlx Equity 6, Section 5 Concerning Optional Risk Settings for Stocks Comments Due: December 7, 2022 View Received Comments See Also - Exhibit 5 |
| Release Number:34-96197 | SEC Issue Date:Nov 1, 2022 | File Number:SR-Phlx-2022-41 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule Comments Due: November 28, 2022 See Also - Exhibit 5 |
| Release Number:34-96194 | SEC Issue Date:Nov 1, 2022 | File Number:SR-Phlx-2022-42 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Standard Monthly Expirations for XND Comments Due: November 28, 2022 See Also - Exhibit 5 |
| Release Number:34-96154 | SEC Issue Date:Oct 25, 2022 | File Number:SR-Phlx-2022-43 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3307 To Enhance the Anti-Internalization Functionality Available on the Exchange Comments Due: November 21, 2022 See Also - Exhibit 5 |
| Release Number:34-96090 | SEC Issue Date:Oct 17, 2022 | File Number:SR-Phlx-2022-38 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq 100 Micro Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program Comments Due: November 11, 2022 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2022-38 |
| Release Number:34-95993 | SEC Issue Date:Oct 6, 2022 | File Number:SR-Phlx-2022-39 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Comments Due: November 3, 2022 See Also - Exhibit 5 |
| Release Number:34-95985 | SEC Issue Date:Oct 5, 2022 | File Number:SR-Phlx-2022-37 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Waive Certain Port-Related Fees at Equity 7, Section 3 Comments Due: November 2, 2022 See Also - Exhibit 5 |