We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-95900 SEC Issue Date:Sep 23, 2022 File Number:SR-Phlx-2022-36 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95769 SEC Issue Date:Sep 14, 2022 File Number:SR-PHLX-2022-35 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3100, 3301A and 3301B
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95722 SEC Issue Date:Sep 9, 2022 File Number:SR-PHLX-2022-34 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 3, and Options 7, Section 9
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95479 SEC Issue Date:Aug 11, 2022 File Number:SR-Phlx-2022-33 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95435 SEC Issue Date:Aug 5, 2022 File Number:SR-Phlx-2022-32 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings
Comments Due: 21 days after publication in the Federal Register
Release Number:34-95391 SEC Issue Date:Jul 29, 2022 File Number:SR-Phlx-2022-22 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program
Release Number:34-95331 SEC Issue Date:Jul 20, 2022 File Number:SR-Phlx-2022-31 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot to October 20, 2022
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95280 SEC Issue Date:Jul 14, 2022 File Number:SR-Phlx-2022-29 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7, Section 4
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95219 SEC Issue Date:Jul 7, 2022 File Number:SR-Phlx-2022-28 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's General 3 Membership Rules
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-95170 SEC Issue Date:Jun 29, 2022 File Number:SR-Phlx-2022-27 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Pricing for Options on a Nasdaq-100 Volatility Index
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5