National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-95900 | SEC Issue Date:Sep 23, 2022 | File Number:SR-Phlx-2022-36 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-Phlx-2022-36
|
Release Number:34-95769 | SEC Issue Date:Sep 14, 2022 | File Number:SR-PHLX-2022-35 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3100, 3301A and 3301B Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-95722 | SEC Issue Date:Sep 9, 2022 | File Number:SR-PHLX-2022-34 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 3, and Options 7, Section 9 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-95479 | SEC Issue Date:Aug 11, 2022 | File Number:SR-Phlx-2022-33 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-95435 | SEC Issue Date:Aug 5, 2022 | File Number:SR-Phlx-2022-32 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: 21 days after publication in the Federal Register |
Release Number:34-95391 | SEC Issue Date:Jul 29, 2022 | File Number:SR-Phlx-2022-22 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program |
Release Number:34-95331 | SEC Issue Date:Jul 20, 2022 | File Number:SR-Phlx-2022-31 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot to October 20, 2022 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-95280 | SEC Issue Date:Jul 14, 2022 | File Number:SR-Phlx-2022-29 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7, Section 4 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-95219 | SEC Issue Date:Jul 7, 2022 | File Number:SR-Phlx-2022-28 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's General 3 Membership Rules Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
Release Number:34-95170 | SEC Issue Date:Jun 29, 2022 | File Number:SR-Phlx-2022-27 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Pricing for Options on a Nasdaq-100 Volatility Index Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |