National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-100016 | SEC Issue Date:Apr 23, 2024 | File Number:SR-NASDAQ-2023-045 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: 21 days after publication in the Federal Register View Received Comments Submit a Comment on Submit Comments on SR-NASDAQ-2023-045 |
| Release Number:34-99950 | SEC Issue Date:Apr 12, 2024 | File Number:SR-NASDAQ-2024-017 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 114(f) Comments Due: May 9, 2024 See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2024-017
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| Release Number:34-99879 | SEC Issue Date:Apr 1, 2024 | File Number:SR-NASDAQ-2024-016 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Encourage Members to Contribute Liquidity to the Exchange by Offering those that Maintain a Particular Minimum Trading Volume Lower Fees for Specified Market Data and Connectivity Pro Comments Due: April 26, 2024 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-99846 | SEC Issue Date:Mar 22, 2024 | File Number:SR-NASDAQ-2023-022 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal U Comments Due: April 18, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99796 | SEC Issue Date:Mar 20, 2024 | File Number:SR-NASDAQ-2024-013 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10kW Comments Due: April 16, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99792 | SEC Issue Date:Mar 20, 2024 | File Number:SR-NASDAQ-2024-014 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Trade Now Order Attribute, at Equity 4, Rules 4702 and 4703 Comments Due: April 16, 2024 See Also - Exhibit 5 |
| Release Number:34-99783 | SEC Issue Date:Mar 20, 2024 | File Number: SR-NASDAQ-2024-012 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: April 16, 2024 See Also - Exhibit 5 |
| Release Number:34-99771 | SEC Issue Date:Mar 19, 2024 | File Number:SR-NASDAQ-2023-035 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) (Trust Units) |
| Release Number:34-99744 | SEC Issue Date:Mar 15, 2024 | File Number:SR-NASDAQ-2024-008 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: April 11, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99734 | SEC Issue Date:Mar 14, 2024 | File Number:SR-NASDAQ-2024-010 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Its Listing Standards Related to Notification and Disclosure of Reverse Stock Splits Comments Due: April 10, 2024 View Received Comments See Also - Exhibit 5 |