National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-99771 | SEC Issue Date:Mar 19, 2024 | File Number:SR-NASDAQ-2023-035 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) (Trust Units) |
| Release Number:34-99744 | SEC Issue Date:Mar 15, 2024 | File Number:SR-NASDAQ-2024-008 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: April 11, 2024 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2024-008
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| Release Number:34-99734 | SEC Issue Date:Mar 14, 2024 | File Number:SR-NASDAQ-2024-010 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Its Listing Standards Related to Notification and Disclosure of Reverse Stock Splits Comments Due: April 10, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99665 | SEC Issue Date:Mar 4, 2024 | File Number:SR-NASDAQ-2023-045 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: by March 29, 2024. Rebuttal comments should be submitted by April 12, 2024. View Received Comments Submit a Comment on Submit Comments on SR-NASDAQ-2023-045 |
| Release Number: 34-99633 | SEC Issue Date:Feb 29, 2024 | File Number:SR-NASDAQ-2024-007 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Cabinet Proximity Option Program Comments Due: March 27, 2024 View Received Comments |
| Release Number:34-99580 | SEC Issue Date:Feb 21, 2024 | File Number:SR-NASDAQ-2024-006 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Temporary Listing Fee Waiver for Ukrainian Companies Until December 31, 2028 Comments Due: March 19, 2024 See Also - Exhibit 5 |
| Release Number:34-99557 | SEC Issue Date:Feb 16, 2024 | File Number:SR-NASDAQ-2023-022 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity Comments Due: March 15, 2024 View Received Comments See Also - Exhibit 5 - Amendment 2 |
| Release Number:34-99535 | SEC Issue Date:Feb 14, 2024 | File Number:SR-NASDAQ-2024-005 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: March 13, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number: 34-99512 | SEC Issue Date:Feb 9, 2024 | File Number:SR-NASDAQ-2024-004 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Listing Rules 5815 and 5820 to Modify the Deadline to Submit the Required Fee for a Hearing Request and to Remove Obsolete Language Comments Due: March 7, 2024 See Also - Exhibit 5 |
| Release Number: 34-99452 | SEC Issue Date:Jan 31, 2024 | File Number:SR-NASDAQ-2024-003 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: February 27, 2024 See Also - Exhibit 5 |