National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-99433 | SEC Issue Date:Jan 26, 2024 | File Number:SR-NASDAQ-2023-022 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Create a New, Non-Trading Limited Underwriter Membership Class and Impos View Received Comments Submit a Comment on SR-NASDAQ-2023-022
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| Release Number:34-99419 | SEC Issue Date:Jan 24, 2024 | File Number:SR-NASDAQ-2023-045 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: May 20, 2024 View Received Comments Submit a Comment on Submit Comments on SR-NASDAQ-2023-045 |
| Release Number:34-99360 | SEC Issue Date:Jan 17, 2024 | File Number:SR-NASDAQ-2024-001 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: March 5, 2024 Rebuttal comments: March 19, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99329 | SEC Issue Date:Jan 11, 2024 | File Number:SR-NASDAQ-2024-002 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Membership Fee at Equity 7, Section 10 Comments Due: February 8, 2024 See Also - Exhibit 5 |
| Release Number:34-99306 | SEC Issue Date:Jan 10, 2024 | File Number:SR-NYSEArca-2021-90, SR-NYSEARCA-2023-44, SR-NYSEARCA-2023-58, SR-NASDAQ-2023-016, SR-NASDAQ-2023-019, SR-CboeBZX-2023-028, SR-CboeBZX-2023-038, SR-CboeBZX-2023-040, SR-CboeBZX-2023-042, SR-CboeBZX-2023-044, SR-CboeBZX-2023-072 | SRO Organization:NYSE Arca (NYSEARCA), The Nasdaq Stock Market LLC (NASDAQ), Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units |
| Release Number:34-99297 | SEC Issue Date:Jan 8, 2024 | File Number:SR-NASDAQ-2023-057 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add the User Specific Routing Option Comments Due: February 2, 2024 See Also - Exhibit 5 |
| Release Number:34-99287 | SEC Issue Date:Jan 8, 2024 | File Number:SR-NASDAQ-2023-019 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: February 2, 2024 |
| Release Number:34-99295 | SEC Issue Date:Jan 8, 2024 | File Number: SR-NASDAQ-2023-016 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust Under Nasdaq Rule 5711(d) Comments Due: February 2, 2024 |
| Release Number:34-99269 | SEC Issue Date:Jan 3, 2024 | File Number:SR-NASDAQ-2023-056 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees at Equity 7 Sections 114 and 118 Comments Due: January 30, 2024 See Also - Exhibit 5 |
| Release Number:34-99200 | SEC Issue Date:Dec 18, 2023 | File Number:SR-NASDAQ-2023-035 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) (Trust Units) Comments Due: Comments Due: January 12, 2024 Rebuttal comments Due: January 26, 2024 |