National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-54179 | SEC Issue Date:Jul 20, 2006 | File Number:SR-NASDAQ-2006-013 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change to Modify Nasdaq Data Feeds View Received Comments |
Release Number:34-54170 | SEC Issue Date:Jul 18, 2006 | File Number:SR-NASDAQ-2006-006 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Granting Approval of Proposed Rule Change as Amended by Amendment No. 1 Regarding Restrictions on Affiliations Between Nasdaq and Its Members View Received Comments See Also - Rel. No. 34-53697 |
Release Number:34-54167 | SEC Issue Date:Jul 18, 2006 | File Number:SR-NASDAQ-2006-002 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Add Generic Listing Standards for Index-Linked Securities |
Release Number:34-54155 | SEC Issue Date:Jul 14, 2006 | File Number:SR-NASDAQ-2006-001 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Granting Accelerated Approval to Amendment Nos. 2 and 3 Thereto Relating to the Nasdaq Market Center View Received Comments See Also - Rel. No. 34-53583 |
Release Number:34-54119 | SEC Issue Date:Jul 10, 2006 | File Number:SR-Nasdaq-2006-014 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Description of the ACES Communications Service |
Release Number:34-53964 | SEC Issue Date:Jun 8, 2006 | File Number:SR-NASDAQ-2006-005 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Modify Nasdaq's Delisting Procedures To Conform to Recent Amendments To Commission Rules Regarding Removal From Listing and Withdrawal From Registration See Also - Rel. No. 34-54221 |
Release Number:34-53941 | SEC Issue Date:Jun 5, 2006 | File Number:SR-NASDAQ-2006-011 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of a Proposed Rule Change To Modify the Cure Period Available to an Issuer That Loses an Independent Director or Audit Committee Member View Received Comments See Also - Rel. No. 34-54421 |
Release Number:34-53913 | SEC Issue Date:May 31, 2006 | File Number:SR-NASDAQ-2006-008 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC To Require Securities Be Eligible for a Direct Registration System View Received Comments See Also - Rel. No. 34-54288 |
Release Number:34-53833 | SEC Issue Date:May 18, 2006 | File Number:SR-NASDAQ-2006-010 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System |
Release Number:34-53799 | SEC Issue Date:May 12, 2006 | File Number:SR-NASDAQ-2006-007 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Create the Nasdaq Global Select Market and Rename the Nasdaq National Market View Received Comments |