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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-99187 SEC Issue Date:Dec 15, 2023 File Number:SR- NASDAQ-2023-054 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3
Comments Due: January 11, 2024
See Also - Exhibit 5
Release Number:34-99176 SEC Issue Date:Dec 14, 2023 File Number:SR-NASDAQ-2023-053 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 114(f)
Comments Due: January 10, 2024
See Also - Exhibit 5
Release Number:34-99163 SEC Issue Date:Dec 13, 2023 File Number:SR-NASDAQ-2023-055 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Definition of Commodity-Based Trust Shares in Nasdaq Rule 5711(d)(iv)(A) and to Correct a Typographical Error in Nasdaq Rule 5711(d)(iv)(B)
Comments Due: January 9, 2024
See Also - Exhibit 5
Release Number:34-99126 SEC Issue Date:Dec 8, 2023 File Number:SR-NASDAQ-2023-052 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1
Comments Due: January 4, 2024
See Also - Exhibit 5
Release Number:34-99102 SEC Issue Date:Dec 7, 2023 File Number:SR-NASDAQ-2023-051 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 4A to Adopt Monthly Options Series
Comments Due: January 3, 2024
See Also - Exhibit 5
Release Number: 34-99081 SEC Issue Date:Dec 5, 2023 File Number:SR-NASDAQ-2023-045 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing of Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: January 2, 2024
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Submit a Comment on Submit Comments on SR-NASDAQ-2023-045
Release Number:34-99044 SEC Issue Date:Nov 30, 2023 File Number:SR-NASDAQ-2023-049 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New LSTY Routing Option Under Rule 4758
Comments Due: December 27, 2024
See Also - Exhibit 5
Release Number:34-99042 SEC Issue Date:Nov 30, 2023 File Number:SR-NASDAQ-2023-048 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Entry and All-inclusive Annual Fees for Certain Companies
Comments Due: December 27, 2023
See Also - Exhibit 5
Release Number:34-98948 SEC Issue Date:Nov 15, 2023 File Number:SR-NASDAQ-2023-035 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i)
Release Number:34-98954 SEC Issue Date:Nov 15, 2023 File Number:SR-NASDAQ-2023-046 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Shorten the Standard Settlement Cycle
Comments Due: December 12, 2023
See Also - Exhibit 5