National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-98934 | SEC Issue Date:Nov 15, 2023 | File Number:SR-NASDAQ-2023-044 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend The Nasdaq Options Market LLC Pricing Schedule at Options 7, Section 2 Comments Due: December 12, 2023 See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2023-044
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| Release Number:34-98912 | SEC Issue Date:Nov 13, 2023 | File Number:SR-NASDAQ-2023-043 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: December 8, 2023 See Also - Exhibit 5 |
| Release Number:34-98878 | SEC Issue Date:Nov 7, 2023 | File Number:SR-NASDAQ-2023-036 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Nasdaq Rules 4120 and 4753 Comments Due: December 5, 2023 |
| Release Number:34-98843 | SEC Issue Date:Nov 1, 2023 | File Number:SR-NASDAQ-2023-025 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Approving a Proposed Rule Change Related to Notification and Disclosure of Reverse Stock Splits |
| Release Number:34-98768 | SEC Issue Date:Oct 18, 2023 | File Number:SR-NASDAQ-2023-041 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Purge Ports for Equities Trading Comments Due: November 14, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98744 | SEC Issue Date:Oct 13, 2023 | File Number:SR-NASDAQ-2023-039 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: November 9, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98721 | SEC Issue Date:Oct 11, 2023 | File Number:SR-NASDAQ-2023-040 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2 Comments Due: November 7, 2023 See Also - Exhibit 5 |
| Release Number:34-98659 | SEC Issue Date:Sep 29, 2023 | File Number:SR-NASDAQ-2023-022 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity View Received Comments |
| Release Number:34-98610 | SEC Issue Date:Sep 28, 2023 | File Number: SR-NASDAQ-2023-016 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: October 25, 2023 Rebuttal comments: November 8, 2023 |
| Release Number:34-98606 | SEC Issue Date:Sep 28, 2023 | File Number:SR-NASDAQ-2023-019 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: October 25, 2023 Rebuttal Comments: November 8, 2023 |