National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-98582 | SEC Issue Date:Sep 28, 2023 | File Number:SR-NASDAQ-2023-038 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Equity 7, Section 115 Comments Due: 21 days after date of publication in the Federal Register. |
| Release Number:34-98563 | SEC Issue Date:Sep 27, 2023 | File Number:SR-NASDAQ-2023-035 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) Comments Due: October 24, 2023 View Received Comments Submit a Comment on SR-NASDAQ-2023-035
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| Release Number:34-98489 | SEC Issue Date:Sep 22, 2023 | File Number:SR-NASDAQ-2023-036 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change to Amend Rule 4120 and Rule 4753 Comments Due: October 19, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98475 | SEC Issue Date:Sep 21, 2023 | File Number:SR-NASDAQ-2023-037 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM Options 7, Section 2 Comments Due: October 18, 2023 See Also - Exhibit 5 |
| Release Number:34-98386 | SEC Issue Date:Sep 14, 2023 | File Number:SR-NASDAQ-2023-025 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Notification and Disclosure of Reverse Stock Splits |
| Release Number:34-98367 | SEC Issue Date:Sep 12, 2023 | File Number:SR-NASDAQ-2023-017 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Granting Approval of a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A |
| Release Number: 34-98366 | SEC Issue Date:Sep 12, 2023 | File Number:SR-NASDAQ-2023-022 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity View Received Comments |
| Release Number:34-98321 | SEC Issue Date:Sep 7, 2023 | File Number:SR-NASDAQ-2022-079 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Period Comments Due: October 4, 2023 See Also - Exhibit 3a, Exhibit 3b, Exhibit 4, Exhibit 5 |
| Release Number:34-98285 | SEC Issue Date:Sep 5, 2023 | File Number:SR-NASDAQ-2023-031 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Requirements Relating to The Waiver of The Code of Conduct in Listing Rule 5610 and IM-5610 Comments Due: October 2, 2023 View Received Comments |
| Release Number:34-98267 | SEC Issue Date:Aug 31, 2023 | File Number:SR-NASDAQ-2023-016 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: August 9, 2023 View Received Comments |