National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-98262 | SEC Issue Date:Aug 31, 2023 | File Number:SR-NASDAQ-2023-019 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: August 11, 2023 View Received Comments Submit a Comment
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| Release Number:34-98225 | SEC Issue Date:Aug 25, 2023 | File Number:SR-NASDAQ-2023-030 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule to Delay Implementation of Pending Amendments to Equity 4, Rules 4120, 4702 and 4703 and to Make Further Amendments to Rules 4702 and 4703 Comments Due: September 21, 2023 See Also - Exhibit 5 |
| Release Number:34-98172 | SEC Issue Date:Aug 21, 2023 | File Number:SR-NASDAQ-2023-017 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A |
| Release Number:34-98128 | SEC Issue Date:Aug 14, 2023 | File Number:SR-NASDAQ-2023-028 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| Release Number:34-98085 | SEC Issue Date:Aug 8, 2023 | File Number:SR-NASDAQ-2023-027 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 |
| Release Number:34-98014 | SEC Issue Date:Jul 28, 2023 | File Number:SR-NASDAQ-2023-025 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change to Establish Listing Standards Related to Notification and Disclosure of Reverse Stock Splits Comments Due: August 24, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-97985 | SEC Issue Date:Jul 25, 2023 | File Number:SR-NASDAQ-2023-022 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity View Received Comments See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-97973 | SEC Issue Date:Jul 25, 2023 | File Number:SR-NASDAQ-2023-024 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 4752, 4753, and 4754 Comments Due: August 21, 2023 See Also - Exhibit 5 |
| Release Number:34-97939 | SEC Issue Date:Jul 18, 2023 | File Number:SR-NASDAQ-2023-020 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Provide Eligible Individuals Another Opportunity to Elect to Participate in the Maintaining Qualifications Program Comments Due: August 14, 2023 |
| Release Number:34-97922 | SEC Issue Date:Jul 17, 2023 | File Number:SR-NASDAQ-2023-019 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: August 11, 2023 View Received Comments |