National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-97905 | SEC Issue Date:Jul 13, 2023 | File Number:SR-NASDAQ-2023-016 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: August 9, 2023 View Received Comments Submit a Comment on SR-NASDAQ-2023-016
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| Release Number:34-97870 | SEC Issue Date:Jul 10, 2023 | File Number:SR-NASDAQ-2023-018 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM Options 3 Rules Comments Due: August 4, 2023 See Also - Exhibit 5 |
| Release Number:34-97844 | SEC Issue Date:Jul 6, 2023 | File Number:SR-NASDAQ-2022-079 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Periods |
| Release Number:34-97833 | SEC Issue Date:Jul 3, 2023 | File Number:SR-NASDAQ-2023-017 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A Comments Due: July 31, 2023 See Also - Exhibit 5 |
| Release Number:34-97687 | SEC Issue Date:Jun 9, 2023 | File Number:SR-NASDAQ-2023-005 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation Comments Due: July 6, 2023 See Also - Exhibit 5 |
| Release Number:34-97664 | SEC Issue Date:Jun 7, 2023 | File Number:SR-NASDAQ-2023-015 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate a Transaction Credit at Equity 7, Section 118 Comments Due: July 5, 2023 See Also - Exhibit 5 |
| Release Number:34-97471 | SEC Issue Date:May 10, 2023 | File Number:SR-NASDAQ-2023-011 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2 Comments Due: June 6, 2023 See Also - Exhibit 5 |
| Release Number:34-97466 | SEC Issue Date:May 9, 2023 | File Number:SR-NASDAQ-2023-013 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: June 5, 2023 See Also - Exhibit 5 |
| Release Number:34-97353 | SEC Issue Date:Apr 24, 2023 | File Number:SR-NASDAQ-2023-005 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation |
| Release Number: 34-97263 | SEC Issue Date:Apr 7, 2023 | File Number:SR-NASDAQ-2022-079 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Periods Comments Due: Comments due: May 4, 2023 Rebuttal comments due: May 18, 2023 See Also - Exhibit 5, Exhibit 3a, Exhibit 3b Submit a Comment on Submit Comments on 34-97263 - Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 4702(b)(14) and (b)(15) Concerning Dyn |