National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-97211 | SEC Issue Date:Mar 28, 2023 | File Number:SR-NASDAQ-2023-006 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Shares of the SGI Dynamic Tactical ETF Under Nasdaq Rule 5750 ("Proxy Portfolio Shares") Comments Due: 21 days after publication in the Federal Register Submit a Comment on SR-NASDAQ-2023-006
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| Release Number:34-97194 | SEC Issue Date:Mar 24, 2023 | File Number:SR-NASDAQ-2022-077 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Withdrawal of Proposed Rule Change To Amend Rule 4702 To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types |
| Release Number:34-97060 | SEC Issue Date:Mar 7, 2023 | File Number:SR-NASDAQ-2023-005 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change To Establish Listing Standards Related to Recovery of Erroneously Awarded Executive Compensation Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| Release Number:34-96969 | SEC Issue Date:Feb 23, 2023 | File Number:SR-NASDAQ-2022-077 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 4702 To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types |
| Release Number:34-96966 | SEC Issue Date:Feb 22, 2023 | File Number:SR-NASDAQ-2023-004 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees the Exchange Charges Companies Seeking Review of a Delisting Determination, Public Reprimand Letter, or Written Denial of an Initial Listing Application Comments Due: March 21, 2023 |
| Release Number:34-96963 | SEC Issue Date:Feb 22, 2023 | File Number:SR-NASDAQ-2022-079 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Periods |
| Release Number:34-96939 | SEC Issue Date:Feb 15, 2023 | File Number:SR-NASDAQ-2023-002 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 5910 and 5920 To Remove Expired and Obsolete Provisions Comments Due: March 15, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-96903 | SEC Issue Date:Feb 13, 2023 | File Number:SR-NASDAQ-2023-001 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Requirements in Equity 2 Section 5 and Equity 2 Section 11 Comments Due: March 10, 2023 See Also - Exhibit 5 |
| Release Number:34-96781 | SEC Issue Date:Jan 31, 2023 | File Number:SR-NASDAQ-2022-057 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Approving of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market Comments Due: February 27, 2023 See Also - Exhibit 4, Exhibit 5 |
| Release Number:34-96601 | SEC Issue Date:Jan 5, 2023 | File Number:SR-NASDAQ-2022-077 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change To Amend Rule 4702 To Establish New "Contra Midpoint Only" and "Contra Midpoint Only With Post-Only" Order Types Comments Due: February 1, 2023 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2022-077 |