National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-99603 | SEC Issue Date:Feb 26, 2024 | File Number:SR-NYSE-2024-09 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(a)(2)(B) Comments Due: March 22, 2024 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2024-09
|
Release Number:34-99592 | SEC Issue Date:Feb 23, 2024 | File Number: SR-NYSE-2024-07 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: March 21, 2024 See Also - Exhibit 5 |
Release Number:34-99591 | SEC Issue Date:Feb 23, 2024 | File Number:SR-NYSE-2024-08 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Content of the NYSE Best Quote & Trades Data Feed Comments Due: March 21, 2024 |
Release Number:34-99533 | SEC Issue Date:Feb 14, 2024 | File Number:SR-NYSE-2024-06 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Current Rule 7.39 Comments Due: March 13, 2024 See Also - Exhibit 5 |
Release Number:34-99520 | SEC Issue Date:Feb 12, 2024 | File Number:SR-NYSE-2024-05 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: March 8, 2024 See Also - Exhibit 5 |
Release Number:34-99511 | SEC Issue Date:Feb 9, 2024 | File Number:SR-NYSE-2023-36 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Regarding Enhancements to its DMM Program Comments Due: March 7, 2024. Rebuttal comments: March 21, 2024 View Received Comments Submit a Comment on Submit Comment on SR-NYSE-2023-36 |
Release Number:34-99406 | SEC Issue Date:Jan 22, 2024 | File Number:SR-NYSE-2024-04 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: February 16, 2024 See Also - Exhibit 5 |
Release Number:34-99380 | SEC Issue Date:Jan 17, 2024 | File Number:SR-NYSE-2024-03 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing of a Proposed Rule Change to Amend the NYSE Price List to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituti Comments Due: March 5, 2024 Rebuttal comments: March 19, 2024 View Received Comments See Also - Exhibit 5 |
Release Number:34-99355 | SEC Issue Date:Jan 17, 2024 | File Number:SR-NYSE-2023-09 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Withdrawal of Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset Companies |
Release Number:34-99323 | SEC Issue Date:Jan 11, 2024 | File Number:SR-NYSE-2024-02 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: February 8, 2024 View Received Comments See Also - Exhibit 5 |