National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-98976 | SEC Issue Date:Nov 16, 2023 | File Number:SR-NYSE-2023-42 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Application of the Per User Access Fee for Use of Certain Market Data Products by Redistributors Comments Due: December 13, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-42
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| Release Number:34-98967 | SEC Issue Date:Nov 16, 2023 | File Number:SR-NYSE-2023-34 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Section 312.03(b) of the NYSE Listed Company Manual to Modify the Circumstances Under Which a Listed Company Must Obtain Shareholder Approval of a Sale of Secu Comments Due: January 23, 2024 View Received Comments |
| Release Number:34-98962 | SEC Issue Date:Nov 16, 2023 | File Number:SR-NYSE-2023-44 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: December 13, 2023 See Also - Exhibit 5 |
| Release Number:34-98953 | SEC Issue Date:Nov 15, 2023 | File Number:SR-NYSE-2023-41 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: December 12, 2023 See Also - Exhibit 5 |
| Release Number:34-98937 | SEC Issue Date:Nov 14, 2023 | File Number:SR-NYSE-2023-29, SR-NYSENAT-2023-18, SR-NYSECHX-2023-16, SR-NYSEAMER-2023-39, SR-NYSEARCA-2023-53 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Order Approving Proposed Rule Changes to Establish Certain Alternative Procedures for the Allocation of Power in Co-Location |
| Release Number:34-98891 | SEC Issue Date:Nov 8, 2023 | File Number:SR-NYSE-2023-40 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Comments Due: December 6, 2023 See Also - Exhibit 5 |
| Release Number:34-98879 | SEC Issue Date:Nov 7, 2023 | File Number:SR-NYSE-2023-09 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset Companies View Received Comments |
| Release Number:34-98874 | SEC Issue Date:Nov 7, 2023 | File Number:SR-NYSE-2023-39 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 9521 and 9522 to Correct Obsolete References to a FINRA Department Comments Due: December 5, 2023 See Also - Exhibit 5 |
| Release Number:34-98869 | SEC Issue Date:Nov 6, 2023 | File Number:SR-NYSE-2023-36 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing of Proposed Enhancements to Its Designated Market Maker Program Comments Due: December 4, 2023 View Received Comments See Also - Exhibit 5 Submit a Comment on Submit Comments on SR-NYSE-2023-36 |
| Release Number:34-98863 | SEC Issue Date:Nov 6, 2023 | File Number:SR-NYSE-2023-35 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Withdrawal of Proposed Rule Change to Amend Its Price List |