National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-98855 | SEC Issue Date:Nov 3, 2023 | File Number:SR-NYSE-2023-38 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: November 30, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-38
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| Release Number:34-98666 | SEC Issue Date:Sep 29, 2023 | File Number:SR-NYSE-2023-35 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: October 25, 2023 See Also - Exhibit 5 |
| Release Number:34-98665 | SEC Issue Date:Sep 29, 2023 | File Number:SR-NYSE-2023-09 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing of Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset Companies Comments Due: October 25, 2023 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-98662 | SEC Issue Date:Sep 29, 2023 | File Number:SR-NYSE-2023-34 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing of Proposed Rule Change to Amend Section 312.03(b) of the NYSE Listed Company Manual to Modify the Circumstances Under Which a Listed Company Must Obtain Shareholder Approval of a Sale of Securities Below the Minimum Price to a Substantia Comments Due: January 23, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98458 | SEC Issue Date:Sep 20, 2023 | File Number:SR-NYSE-2023-29 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation |
| Release Number:34-98148 | SEC Issue Date:Aug 16, 2023 | File Number:SR-NYSE-2023-29 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing of Proposed Change to Amend the Connectivity Fee Schedule Regarding Power Allocation Comments Due: September 12, 2023 See Also - Exhibit 5 |
| Release Number:34-98111 | SEC Issue Date:Aug 11, 2023 | File Number:SR-NYSE-2023-30 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System Comments Due: September 6, 2023 See Also - Exhibit 5 |
| Release Number:34-98048 | SEC Issue Date:Aug 3, 2023 | File Number:SR-NYSE-2023-25 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0 Comments Due: August 30, 2023 See Also - Exhibit 5 |
| Release Number:34-97998 | SEC Issue Date:Jul 26, 2023 | File Number:SR-NYSE-2023-27 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: August 22, 2023 See Also - Exhibit 5 |
| Release Number:34-97909 | SEC Issue Date:Jul 14, 2023 | File Number:SR-NYSE-2023-26 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: August 10, 2023 See Also - Exhibit 5 |