National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-97747 | SEC Issue Date:Jun 16, 2023 | File Number:SR-NYSE-2023-23 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: July 17, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-23
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| Release Number:34-97741 | SEC Issue Date:Jun 16, 2023 | File Number:SR-NYSE-2023-24 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: July 17, 2023 |
| Release Number:34-97725 | SEC Issue Date:Jun 14, 2023 | File Number:SR-NYSE-2023-22 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 308 Comments Due: July 12, 2023 See Also - Exhibit 5 |
| Release Number:34-97718 | SEC Issue Date:Jun 13, 2023 | File Number:SR-NYSE-2023-20 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: July 11, 2023 See Also - Exhibit 5 |
| Release Number:34-97710 | SEC Issue Date:Jun 13, 2023 | File Number:SR-NYSE-2023-21 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: July 11, 2023 See Also - Exhibit 5 |
| Release Number:34-97688 | SEC Issue Date:Jun 9, 2023 | File Number:SR-NYSE-2023-12 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Er Comments Due: July 5, 2023 See Also - Exhibit 5 |
| Release Number:34-97354 | SEC Issue Date:Apr 24, 2023 | File Number:SR-NYSE-2023-12 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation |
| Release Number:34-97251 | SEC Issue Date:Apr 4, 2023 | File Number:SR-NYSE-2023-17 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 902.02 of the NYSE Listed Company Manual With Respect to the Qualification Comments Due: May 1, 2023 See Also - Exhibit 5 |
| Release Number:34-97206 | SEC Issue Date:Mar 27, 2023 | File Number:SR-NYSE-2023-19 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 308 as Defined in Rule 9232(b) and Delete and Replace Certain Obsolete References Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-97170 | SEC Issue Date:Mar 20, 2023 | File Number:SR-NYSE-2023-18 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |