National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-97058 | SEC Issue Date:Mar 7, 2023 | File Number:SR-NYSE-2023-13 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(b) of Its Operating Agreement Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-13
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| Release Number:34-97055 | SEC Issue Date:Mar 7, 2023 | File Number:SR-NYSE-2023-12 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing of Proposed Rule Change To Adopt New Section 303A.14 of the NYSE Listed Company Manual To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| Release Number:34-97048 | SEC Issue Date:Mar 6, 2023 | File Number:SR-NYSE-2023-15 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 313 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-97010 | SEC Issue Date:Mar 1, 2023 | File Number:SR-NYSE-2023-14 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Related to Pre-Trade Risk Controls Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96944 | SEC Issue Date:Feb 16, 2023 | File Number:SR-NYSE-2023-11 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.44 Relating to the Retail Liquidity Program Comments Due: March 16, 2023 See Also - Exhibit 5 |
| Release Number:34-96803 | SEC Issue Date:Feb 3, 2023 | File Number:SR-NYSE-2023-10 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: March 2, 2023 |
| Release Number:34-96753 | SEC Issue Date:Jan 26, 2023 | File Number:SR-NYSE-2023-07 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 4120 Comments Due: February 22, 2023 See Also - Exhibit 5 |
| Release Number:34-96745 | SEC Issue Date:Jan 25, 2023 | File Number:SR-NYSE-2023-05 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 107B Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96714 | SEC Issue Date:Jan 19, 2023 | File Number:SR-NYSE-2023-06 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2) Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96701 | SEC Issue Date:Jan 18, 2023 | File Number:SR-NYSE-2023-03 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |