National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-96688 | SEC Issue Date:Jan 18, 2023 | File Number:SR-NYSE-2023-04 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630 Comments Due: 21 days after publication in the Federal Register Submit a Comment on SR-NYSE-2023-04
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| Release Number:34-96636 | SEC Issue Date:Jan 11, 2023 | File Number:SR-NYSE-2023-02 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-96622 | SEC Issue Date:Jan 10, 2023 | File Number:SR-NYSE-2023-01 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96591 | SEC Issue Date:Dec 29, 2022 | File Number:SR-NYSE-2022-58 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the Temporary Rule Relief in Rule 36.30 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96583 | SEC Issue Date:Dec 23, 2022 | File Number:SR-NYSE-2022-56 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: January 19, 2023 See Also - Exhibit 5 |
| Release Number:34-96556 | SEC Issue Date:Dec 21, 2022 | File Number:SR-NYSE-2022-57 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Annual Listing Fee Set Forth in Section 902.03 of the NYSE Listed Company Manual Comments Due: January 18, 2023 See Also - Exhibit 5 |
| Release Number:34-96514 | SEC Issue Date:Dec 15, 2022 | File Number:SR-NYSE-2022-14 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing |
| Release Number:34-96408 | SEC Issue Date:Nov 30, 2022 | File Number:SR-NYSE-2022-54 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Listed Company Manual Section 302.00 Comments Due: December 27, 2022 See Also - Exhibit 5 |
| Release Number:34-96377 | SEC Issue Date:Nov 22, 2022 | File Number:SR-NYSE-2022-52 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 104 Comments Due: December 20, 2022 See Also - Exhibit 5 |
| Release Number:34-96361 | SEC Issue Date:Nov 18, 2022 | File Number:SR-NYSE-2022-53 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: December 16, 2022 See Also - Exhibit 5 |