National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-97297 | SEC Issue Date:Apr 13, 2023 | File Number:SR-NYSEAMER-2023-16 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.2NY and to Adopt New Rules 964NYP, 964.1NYP, and 964.2NYP Comments Due: May 10, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2023-16
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| Release Number:34-97296 | SEC Issue Date:Apr 13, 2023 | File Number:SR-NYSEAMER-2023-25 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Certain Standard Rates in the NYSE American Equities Price List and Fee Schedule Comments Due: May 10, 2023 See Also - Exhibit 5 |
| Release Number:34-97231 | SEC Issue Date:Mar 31, 2023 | File Number:SR-NYSEAMER-2023-22 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Make a Clarifying Change to the Term Settlement Style Applicable to Flexible Exchange Options Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-97214 | SEC Issue Date:Mar 28, 2023 | File Number:SR-NYSEAMER-2023-23 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.25E Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-97173 | SEC Issue Date:Mar 21, 2023 | File Number:SR-NYSEAMER-2023-19 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Replace the Thirteenth Amended and Restated Operating Agreement Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-97125 | SEC Issue Date:Mar 13, 2023 | File Number:SR-NYSEAMER-2023-17 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing of Proposed New Rule 980NYP and Conforming Amendments to Rule 935NY Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-97057 | SEC Issue Date:Mar 7, 2023 | File Number:SR-NYSEAMER-2023-15 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Article II, Section 2.03(b) of Its Operating Agreement Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-97054 | SEC Issue Date:Mar 7, 2023 | File Number:SR-NYSEAMER-2023-14 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing of Proposed Change To Adopt New Section 811 of NYSE American Company Guide To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96922 | SEC Issue Date:Feb 14, 2023 | File Number:SR-NYSEAMER-2023-12 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.19E Pertaining to Pre-Trade Risk Controls Comments Due: March 14, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-96902 | SEC Issue Date:Feb 13, 2023 | File Number:SR-NYSEAMER-2023-11 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 903 Comments Due: March 10, 2023 See Also - Exhibit 5 |