National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-85716 | SEC Issue Date:Apr 25, 2019 | File Number:SR-NYSECHX-2019-07 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding New Rules on Hours of Business, Holidays and Trading Halts and Suspensions, and Amendment of Article 20, Rule 1 See Also - Exhibit 5 |
Release Number:34-85565 | SEC Issue Date:Apr 9, 2019 | File Number:SR-NYSECHX-2019-05 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Article 20, Rule 2, Trading Halts Due to Extraordinary Market Volatility See Also - Exhibit 5 |
Release Number:34-85533 | SEC Issue Date:Apr 5, 2019 | File Number:SR-NYSECHX-2019-04 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Article 20, Rule 10, Handling of Clearly Erroneous Transactions See Also - Exhibit 5 |
Release Number:34-85297 | SEC Issue Date:Mar 12, 2019 | File Number:SR-NYSECHX-2019-03 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Establish a Rule Numbering Framework in Connection With the Migration of the Exchange to the NYSE Pillar Platform See Also - Exhibit 5 |
Release Number:34-85248 | SEC Issue Date:Mar 5, 2019 | File Number:SR-NYSECHX-2019-01 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of the Exchange See Also - Exhibit 5 |
Release Number:34-85190 | SEC Issue Date:Feb 25, 2019 | File Number:SR-NYSECHX-2019-02 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of the Exchange To Adopt Article 1, Rule 5 See Also - Exhibit 5 |