National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-97363 | SEC Issue Date:Apr 24, 2023 | File Number:SR-NYSECHX-2023-09 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation View Received Comments Submit a Comment on SR-NYSECHX-2023-09
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| Release Number:34-97056 | SEC Issue Date:Mar 7, 2023 | File Number:SR-NYSECHX-2023-10 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section FIFTH of Its Certificate of Incorporation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-97052 | SEC Issue Date:Mar 7, 2023 | File Number:SR-NYSECHX-2023-09 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing of Proposed Rule Change To Adopt New NYSE Chicago Rule 29 To Establish Listing Standards Related To Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96920 | SEC Issue Date:Feb 14, 2023 | File Number:SR-NYSECHX-2023-08 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Pertaining to Pre-trade Risk Controls Comments Due: March 14, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-96872 | SEC Issue Date:Feb 9, 2023 | File Number:SR-NYSECHX-2023-07 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: March 8, 2023 |
| Release Number:34-96792 | SEC Issue Date:Feb 2, 2023 | File Number:SR-NYSECHX-2022-30 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls Comments Due: January 9, 2023 View Received Comments |
| Release Number:34-96734 | SEC Issue Date:Jan 23, 2023 | File Number:SR-NYSECHX-2023-04 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add Violations of Article 6, Rule 13 to the List of Minor Rule Violations in Rule 10.9217 Comments Due: February 17, 2023 See Also - Exhibit 5 |
| Release Number:34-96713 | SEC Issue Date:Jan 19, 2023 | File Number:SR-NYSECHX-2023-05 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2) Comments Due: February 15, 2023 See Also - Exhibit 5 |
| Release Number:34-96697 | SEC Issue Date:Jan 18, 2023 | File Number:SR-NYSECHX-2023-02 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: February 14, 2023 See Also - Exhibit 5 |
| Release Number:34-96691 | SEC Issue Date:Jan 18, 2023 | File Number:SR-NYSECHX-2023-03 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630 Comments Due: February 14, 2023 |