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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-80939 SEC Issue Date:Jun 15, 2017 File Number:SR-BatsBYX-2017-15 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BYX Exchange, Inc.
See Also - Exhibit 5
Release Number:34-80836 SEC Issue Date:Jun 1, 2017 File Number:SR-BatsBYX-2017-13 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing of a Proposed Rule Change To Adopt Rule 4.17, Consolidated Audit Trail-Fee Dispute Resolution
View Received Comments
See Also - Exhibit 5, Rel. No. 34-81500, Rel. No. 34-81156
Release Number:34-80809 SEC Issue Date:May 30, 2017 File Number:SR-BatsBYX-2017-11 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BYX Exchange, Inc.
View Received Comments
See Also - Appendix, Exhibit 5
Release Number:34-80688 SEC Issue Date:May 16, 2017 File Number:SR-BatsBYX-2017-10 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.27 of Bats BYX Exchange, Inc. To Modify the Date of Appendix B Web Site Data Publication Pursuant To the Regulation NMS Plan To Implement a Tick Size Pilot Program
See Also - Exhibit 5
Release Number:34-80645 SEC Issue Date:May 10, 2017 File Number:SR-BatsBYX-2017-12 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees
See Also - Exhibit 5
Release Number:34-80612 SEC Issue Date:May 5, 2017 File Number:SR-BatsBYX-2017-07 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.15 of Bats BYX Exchange, Inc. To Authorize the Exchange To Share a User's Risk Settings With the Clearing Member That Clears Transactions on Behalf of the User
See Also - Exhibit 5
Release Number:34-80447 SEC Issue Date:Apr 13, 2017 File Number:SR-BatsBYX-2017-06 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees
See Also - Exhibit 5
Release Number:34-80256 SEC Issue Date:Mar 15, 2017 File Number:SR-PHLX-2017-07, SR-PEARL-2017-04, SR-NYSEMKT-2017-02, SR-NYSEArca-2017-04, SR-NYSEArca-2017-03, SR-NYSE-2017-01, SR-NSX-2017-03, SR-NASDAQ-2017-008, SR-MIAX-2017-03, SR-ISEMercury-2017-03, SR-ISEGemini-2017-04, SR-ISE-2017-08, SR-IEX-2017-04, SR-CHX-2017-03, SR-CBOE-2017-012, SR-C2-2017-007, SR-BX-2017-007, SR-BOX-2017-07, SR-BatsEDGX-2017-08, SR-BatsEDGA-2017-03, SR-BatsBZX-2017-08, SR-BatsBYX-2017-02 SRO Organization:NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), MIAX PEARL, LLC (PEARL), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Miami International Securities Exchange, LLC (MIAX), ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) Details: Order Approving Proposed Rule Changes To Adopt Consolidated Audit Trail Compliance Rules
See Also - Rel. No. 34-79949, Rel. No. 34-79932, Rel. No. 34-79953, Rel. No. 34-79950, Rel. No. 34-79967, Rel. No. 34-79937, Rel. No. 34-79938, Rel. No. 34-79935, Rel. No. 34-79960, Rel. No. 34-79907, Rel. No. 34-79909, Rel. No. 34-79911, Rel. No. 34-79945, Rel. No. 34-79948, Rel. No. 34-79944, Rel. No. 34-79927, Rel. No. 34-79962, Rel. No. 34-79933, Rel. No. 34-79965, Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements
Release Number:34-80220 SEC Issue Date:Mar 13, 2017 File Number:SR-BatsBYX-2017-05 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.27 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program
See Also - Exhibit 5
Release Number:34-79966 SEC Issue Date:Feb 3, 2017 File Number:SR-BatsBYX-2017-04 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BYX Exchange, Inc.
See Also - Exhibit 5
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