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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-79944 SEC Issue Date:Feb 2, 2017 File Number:SR-BatsBYX-2017-02 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing of a Proposed Rule Change To Adopt Rules 4.5 Through 4.16 To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
See Also - Exhibit 5
Release Number:34-79760 SEC Issue Date:Jan 9, 2017 File Number:SR-BatsBYX-2016-40 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect
See Also - Exhibit 5
Release Number:34-79623 SEC Issue Date:Dec 20, 2016 File Number:SR-BatsBYX-2016-39 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for BYX Summary Depth and Amend Fees for BYX Depth
See Also - Exhibit 5
Release Number:34-79603 SEC Issue Date:Dec 19, 2016 File Number:SR-BatsBYX-2016-41 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9, Orders and Modifiers, and Rule 11.13, Order Execution and Routing, To Enhance the Exchange's Midpoint Routing Functionality
See Also - Exhibit 5
Release Number:34-79585 SEC Issue Date:Dec 16, 2016 File Number:SR-BatsEDGX-2016-60, SR-BatsEDGA-2016-24, SR-BatsBZX-2016-68, SR-BatsBYX-2016-29 SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) Details: Order Granting Approval of Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc.
See Also - Rel. No. 34-79264, Rel. No.34-79269, Rel. No. 34-79266, Rel. No. 34-79265
Release Number:34-79534 SEC Issue Date:Dec 13, 2016 File Number:SR-BatsBYX-2016-37 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.27(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program
See Also - Exhibit 5
Release Number:34-79430 SEC Issue Date:Nov 30, 2016 File Number:SR-BatsBYX-2016-36 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Fee Schedule
See Also - Exhibit 5
Release Number:34-79386 SEC Issue Date:Nov 23, 2016 File Number:SR-BatsBYX-2016-35 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Ministerial and Corrective Changes to Rules 11.9, 11.13, 11.16, 11.22, and 11.27
See Also - Exhibit 5
Release Number:34-79341 SEC Issue Date:Nov 17, 2016 File Number:SR-BatsBYX-2016-32 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgement and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information
See Also - Exhibit 5
Release Number:34-79307 SEC Issue Date:Nov 14, 2016 File Number:SR-BatsBYX-2016-34 SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BYX Exchange, Inc.
See Also - Exhibit 5
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