National Securities Exchanges
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National Securities Exchanges Table
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Release Number
|
File Number
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SRO Organization
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Details
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|
|---|---|---|---|---|
| Release Number:34-78302 | SEC Issue Date:Jul 12, 2016 | File Number:SR-BatsBYX-2016-18 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BYX Rule 11.26(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes See Also - Exhibit 5 |
| Release Number:34-78194 | SEC Issue Date:Jun 29, 2016 | File Number:SR-BatsBYX-2016-16 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Interpretation and Policy .01 From Rule 11.13, Order Execution and Routing See Also - Exhibit 5 |
| Release Number:34-78180 | SEC Issue Date:Jun 28, 2016 | File Number:SR-BatsBYX-2016-15 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Retail Price Improvement Program, To Extend the Pilot Period See Also - Exhibit 5 |
| Release Number:34-78165 | SEC Issue Date:Jun 27, 2016 | File Number:SR-BatsBYX-2016-14 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.22(i) Identifying Certain Transactions as the Bats One Opening Price or the Bats One Closing Price See Also - Exhibit 5 |
| Release Number:34-78122 | SEC Issue Date:Jun 22, 2016 | File Number:SR-BatsBYX-2016-12 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| Release Number:34-78035 | SEC Issue Date:Jun 10, 2016 | File Number:SR-BatsBYX-2016-13 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.23, Opening Process See Also - Exhibit 5 |
| Release Number:34-77919 | SEC Issue Date:May 25, 2016 | File Number:SR-BatsBYX-2016-09 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.23, Opening Process See Also - Exhibit 5 |
| Release Number:34-77918 | SEC Issue Date:May 25, 2016 | File Number:SR-BatsBYX-2016-10 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| Release Number:34-77886 | SEC Issue Date:May 23, 2016 | File Number:SR-BatsBYX-2016-08 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Change to the Market Data Section of Its Fee Schedule See Also - Exhibit 5 |
| Release Number:34-77793 | SEC Issue Date:May 10, 2016 | File Number:SR-BatsBYX-2016-07 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.27(a) To Implement the Quoting and Trading Provisions of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |