National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-77790 | SEC Issue Date:May 10, 2016 | File Number:SR-BatsBYX-2016-06 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing, To Delete the IOCM and ICMT Routing Options See Also - Exhibit 5A, Exhibit 5B |
| Release Number:34-77638 | SEC Issue Date:Apr 18, 2016 | File Number:SR-BatsBYX-2016-05 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 14.10 Setting Forth Additional Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates See Also - Exhibit 5 |
| Release Number:34-77602 | SEC Issue Date:Apr 13, 2016 | File Number:SR-BatsBYX-2016-03 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing See Also - Exhibit 5 |
| Release Number:34-77600 | SEC Issue Date:Apr 13, 2016 | File Number:SR-BatsBYX-2016-04 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of the Exchange's Ultimate Parent Company, Bats Global Markets, Inc. See Also - Exhibit 5 |
| Release Number:34-77418 | SEC Issue Date:Mar 22, 2016 | File Number:SR-BatsBYX-2016-01 | SRO Organization:Bats BYX Exchange, Inc. (BatsBYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.27 to Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5, Exemptive Letter |