National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-82025 | SEC Issue Date:Nov 7, 2017 | File Number:SR-BatsBZX-2017-54 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF, a Series of the iShares U.S. ETF Trust, Under Rule 14.11(i), Managed Fund Shares View Received Comments See Also - Rel. No. 34-81671, Rel. No. 34-82388 |
| Release Number:34-81962 | SEC Issue Date:Oct 26, 2017 | File Number:SR-BatsBZX-2017-70 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents, Rulebook and Fees Schedules, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name See Also - Exhibit 5 |
| Release Number:34-81950 | SEC Issue Date:Oct 26, 2017 | File Number:SR-BatsBZX-2017-71 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 21.1 To Adopt a New Time in Force Applicable to the Exchange's Equity Options Platform See Also - Exhibit 5 |
| Release Number:34-81947 | SEC Issue Date:Oct 25, 2017 | File Number:SR-BatsBZX-2017-46 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing of Amendments No. 2 and No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 2 and No. 3, To List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions, Under Rule 14.11(c) View Received Comments See Also - Rel. No. 34-81558, Rel. No. 34-81191 |
| Release Number:34-81924 | SEC Issue Date:Oct 23, 2017 | File Number:SR-BatsBZX-2017-69 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Amended and Restated Certificate of Incorporation |
| Release Number:34-81919 | SEC Issue Date:Oct 23, 2017 | File Number:SR-BatsBZX-2017-68 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, To Modify Stop Orders and Stop Limit Orders Applicable to the Exchange's Equity Options Platform in Preparation for the C2 Options Exchange, Incorporated Technology Migration See Also - Exhibit 5 |
| Release Number:34-81906 | SEC Issue Date:Oct 19, 2017 | File Number:SR-BatsBZX-2017-67 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for the Exchange's Equity Platform See Also - Exhibit 5 |
| Release Number:34-81895 | SEC Issue Date:Oct 18, 2017 | File Number:SR-BatsBZX-2017-56 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of Specified Series of the Innovator Shield Strategy S&P 500 Monthly Index Series and Innovator Ultra Shield Strategy S&P 500 Monthly Index Series Under Rule 14.11(c)(3) See Also - Rel. No. 34-81495, Rel. No. 34-82078 |
| Release Number:34-81876 | SEC Issue Date:Oct 16, 2017 | File Number:SR-BatsBZX-2017-53 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the WisdomTree CBOE Russell 2000 PutWrite Strategy Fund, a Series of the WisdomTree Trust, Under Rule 14.11(c)(3) (Index Fund Shares) See Also - Rel. No. 34-81510 |
| Release Number:34-81866 | SEC Issue Date:Oct 12, 2017 | File Number:SR-BatsBZX-2017-65 | SRO Organization:Bats BZX Exchange, Inc. (BatsBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform See Also - Exhibit 5 |