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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-79773 SEC Issue Date:Jan 11, 2017 File Number:SR-BatsEDGA-2017-01 SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect
See Also - Exhibit 5
Release Number:34-79699 SEC Issue Date:Dec 28, 2016 File Number:SR-BatsEDGA-2016-32 SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for EDGA Summary Depth and Amend Fees for EDGA Depth
See Also - Exhibit 5
Release Number:34-79596 SEC Issue Date:Dec 19, 2016 File Number:SR-BatsEDGA-2016-34 SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.8, Order Types, and Rule 11.11, Routing to Away Trading Centers, To Enhance the Exchange's Midpoint Routing Functionality
See Also - Exhibit 5
Release Number:34-79585 SEC Issue Date:Dec 16, 2016 File Number:SR-BatsEDGX-2016-60, SR-BatsEDGA-2016-24, SR-BatsBZX-2016-68, SR-BatsBYX-2016-29 SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) Details: Order Granting Approval of Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc.
See Also - Rel. No. 34-79264, Rel. No.34-79269, Rel. No. 34-79266, Rel. No. 34-79265
Release Number:34-79536 SEC Issue Date:Dec 13, 2016 File Number:SR-BatsEDGA-2016-30 SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.21(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program
See Also - Exhibit 5
Release Number:34-79436 SEC Issue Date:Dec 1, 2016 File Number:SR-BatsEDGA-2016-29 SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Fee Schedule
See Also - Exhibit 5
Release Number:34-79412 SEC Issue Date:Nov 28, 2016 File Number:SR-BatsEDGA-2016-28 SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Ministerial Change to Exchange Rules 11.10, 11.14, and 11.21
See Also - Exhibit 5
Release Number:34-79343 SEC Issue Date:Nov 17, 2016 File Number:SR-BatsEDGA-2016-27 SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) Details: Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgment and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information
See Also - Exhibit 5
Release Number:34-79305 SEC Issue Date:Nov 14, 2016 File Number:SR-BatsEDGA-2016-26 SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats EDGA Exchange, Inc.
See Also - Exhibit 5
Release Number:34-79265 SEC Issue Date:Nov 8, 2016 File Number:SR-BatsEDGA-2016-24 SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) Details: Notice of Filing of a Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc.
See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H
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