National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-79234 | SEC Issue Date:Nov 3, 2016 | File Number:SR-BatsEDGA-2016-23 | SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGA Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification See Also - Exhibit 5 |
| Release Number:34-79150 | SEC Issue Date:Oct 25, 2016 | File Number:SR-BatsEDGA-2016-22 | SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to EDGA Rule 11.11, Routing to Away Trading Centers See Also - Exhibit 5 |
| Release Number:34-78799 | SEC Issue Date:Sep 9, 2016 | File Number:SR-BatsEDGA-2016-21 | SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.21(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5, Exemptive Letter |
| Release Number:34-78763 | SEC Issue Date:Sep 2, 2016 | File Number:SR-BatsEDGA-2016-15 | SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.21 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program View Received Comments See Also - Exhibit 5, Rel. No. 34-78330 |
| Release Number:34-78748 | SEC Issue Date:Sep 1, 2016 | File Number:SR-BatsEDGA-2016-20 | SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| Release Number:34-78636 | SEC Issue Date:Aug 22, 2016 | File Number:SR-BatsEDGA-2016-19 | SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.8, EDGA Book Feeds, To Adopt a New Market Data Product Known as EDGA Summary Depth See Also - Exhibit 5 |
| Release Number:34-78536 | SEC Issue Date:Aug 10, 2016 | File Number:SR-BatsEDGA-2016-18 | SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Logical Port Fees See Also - Exhibit 5 |
| Release Number:34-78459 | SEC Issue Date:Aug 2, 2016 | File Number:SR-BatsEDGA-2016-17 | SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e |
| Release Number:34-78330 | SEC Issue Date:Jul 14, 2016 | File Number:SR-BatsEDGA-2016-15 | SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) |
Details: Notice of Filing of a Proposed Rule Change To Adopt Paragraph (c) to Exchange Rule 11.21 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program View Received Comments See Also - Exhibit 5 |
| Release Number:34-78314 | SEC Issue Date:Jul 13, 2016 | File Number:SR-BatsEDGA-2016-16 | SRO Organization:Bats EDGA Exchange, Inc. (BatsEDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to EDGA Rule 13.4(a), Stating It Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes See Also - Exhibit 5 |