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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-77589 SEC Issue Date:Apr 12, 2016 File Number:SR-BatsEDGX-2016-04 SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing
See Also - Exhibit 5
Release Number:34-77582 SEC Issue Date:Apr 11, 2016 File Number:SR-BatsEDGX-2016-07 SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) Details: Notice of Filing and Immediate Effectiveness of a Non-Substantive Correction to Rule 11.27
View Received Comments
See Also - Exhibit 5
Release Number:34-77526 SEC Issue Date:Apr 5, 2016 File Number:SR-BatsEDGX-2016-05 SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Its Equity Options Platform
See Also - Exhibit 5
Release Number:34-77508 SEC Issue Date:Apr 4, 2016 File Number:SR-BatsEDGX-2016-03 SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes in Connection With the Operation of the Exchange's Equity Options Platform
See Also - Exhibit 5
Release Number:34-77416 SEC Issue Date:Mar 22, 2016 File Number:SR-BatsEDGX-2016-01 SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 11.27 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program
See Also - Exhibit 5, Exemptive Letter
Release Number:34-77394 SEC Issue Date:Mar 17, 2016 File Number:SR-BatsEDGX-2016-02 SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange
View Received Comments
See Also - Exhibit 5