National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-80907 | SEC Issue Date:Jun 12, 2017 | File Number:SR-BatsEDGX-2017-28 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5 of Bats EDGX Exchange, Inc. To Extend Through December 31, 2017, the Penny Pilot Program in Options Classes in Certain Issues See Also - Exhibit 5 |
| Release Number:34-80841 | SEC Issue Date:Jun 1, 2017 | File Number:SR-BatsEDGX-2017-25 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a New Optional Order Instruction Known as Non-Displayed Swap View Received Comments See Also - Exhibit 5 |
| Release Number:34-80833 | SEC Issue Date:Jun 1, 2017 | File Number:SR-BatsEDGX-2017-24 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing of a Proposed Rule Change To Adopt Rule 4.17, Consolidated Audit Trail-Fee Dispute Resolution View Received Comments See Also - Exhibit 5, Rel. No. 34-81500 |
| Release Number:34-80821 | SEC Issue Date:May 31, 2017 | File Number:SR-BatsEDGX-2017-22 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGX Exchange, Inc. View Received Comments See Also - Appendix, Exhibit 5A, Rel. No. 34-81067, Rel. No. 34-82049 |
| Release Number:34-80795 | SEC Issue Date:May 26, 2017 | File Number:SR-BatsEDGX-2017-23 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT View Received Comments See Also - Exhibit 5, Rel. No. 34-82524, Rel. No. 34-82135, Rel. No. 34-81499, Rel. No. 34-81145 |
| Release Number:34-80689 | SEC Issue Date:May 16, 2017 | File Number:SR-BatsEDGX-2017-19 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.22 of Bats EDGX Exchange, Inc. To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| Release Number:34-80658 | SEC Issue Date:May 11, 2017 | File Number:SR-BatsEDGX-2017-21 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equity Options Platform See Also - Exhibit 5 |
| Release Number:34-80607 | SEC Issue Date:May 5, 2017 | File Number:SR-BatsEDGX-2017-16 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13 of Bats EDGX Exchange, Inc. To Authorize the Exchange To Share a User's Risk Settings With the Clearing Firm That Clears Transactions on Behalf of the User See Also - Exhibit 5 |
| Release Number:34-80434 | SEC Issue Date:Apr 11, 2017 | File Number:SR-BatsEDGX-2017-15 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equities Options Platform See Also - Exhibit 5 |
| Release Number:34-80256 | SEC Issue Date:Mar 15, 2017 | File Number:SR-PHLX-2017-07, SR-PEARL-2017-04, SR-NYSEMKT-2017-02, SR-NYSEArca-2017-04, SR-NYSEArca-2017-03, SR-NYSE-2017-01, SR-NSX-2017-03, SR-NASDAQ-2017-008, SR-MIAX-2017-03, SR-ISEMercury-2017-03, SR-ISEGemini-2017-04, SR-ISE-2017-08, SR-IEX-2017-04, SR-CHX-2017-03, SR-CBOE-2017-012, SR-C2-2017-007, SR-BX-2017-007, SR-BOX-2017-07, SR-BatsEDGX-2017-08, SR-BatsEDGA-2017-03, SR-BatsBZX-2017-08, SR-BatsBYX-2017-02 | SRO Organization:NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), MIAX PEARL, LLC (PEARL), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Miami International Securities Exchange, LLC (MIAX), ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) |
Details: Order Approving Proposed Rule Changes To Adopt Consolidated Audit Trail Compliance Rules See Also - Rel. No. 34-79949, Rel. No. 34-79932, Rel. No. 34-79953, Rel. No. 34-79950, Rel. No. 34-79967, Rel. No. 34-79937, Rel. No. 34-79938, Rel. No. 34-79935, Rel. No. 34-79960, Rel. No. 34-79907, Rel. No. 34-79909, Rel. No. 34-79911, Rel. No. 34-79945, Rel. No. 34-79948, Rel. No. 34-79944, Rel. No. 34-79927, Rel. No. 34-79962, Rel. No. 34-79933, Rel. No. 34-79965, Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements |