National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-79774 | SEC Issue Date:Jan 11, 2017 | File Number:SR-BatsEDGX-2017-02 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect See Also - Exhibit 5 |
| Release Number:34-79769 | SEC Issue Date:Jan 10, 2017 | File Number:SR-BatsEDGX-2017-01 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fee Schedule of the Exchange's Options Platform To Adopt Fees for its Recently Adopted Bats Auction Mechanism See Also - Exhibit 5 |
| Release Number:34-79761 | SEC Issue Date:Jan 9, 2017 | File Number:SR-BatsEDGX-2016-75 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for Connectivity and Its Communication and Routing Service Known as Bats Connect See Also - Exhibit 5 |
| Release Number:34-79718 | SEC Issue Date:Jan 3, 2017 | File Number:SR-BatsEDGX-2016-41 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Related to the Exchange's Equity Options Platform To Adopt a Price Improvement Auction, the Bats Auction Mechanism View Received Comments See Also - Rel. No. 34-79339, Rel. No. 34-78988 |
| Release Number:34-79595 | SEC Issue Date:Dec 19, 2016 | File Number:SR-BatsEDGX-2016-73 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for EDGX Summary Depth and Amend Fees for EDGX Depth See Also - Exhibit 5 |
| Release Number:34-79585 | SEC Issue Date:Dec 16, 2016 | File Number:SR-BatsEDGX-2016-60, SR-BatsEDGA-2016-24, SR-BatsBZX-2016-68, SR-BatsBYX-2016-29 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) |
Details: Order Granting Approval of Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. See Also - Rel. No. 34-79264, Rel. No.34-79269, Rel. No. 34-79266, Rel. No. 34-79265 |
| Release Number:34-79537 | SEC Issue Date:Dec 13, 2016 | File Number:SR-BatsEDGX-2016-70 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.22(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| Release Number:34-79526 | SEC Issue Date:Dec 12, 2016 | File Number:SR-BatsEDGX-2016-71 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5 of Bats EDGX Exchange, Inc. To Extend Through June 30, 2017, the Penny Pilot Program in Options Classes in Certain Issues See Also - Exhibit 5 |
| Release Number:34-79501 | SEC Issue Date:Dec 7, 2016 | File Number:SR-BatsEDGX-2016-68 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of the Exchange's Equities Platform See Also - Exhibit 5 |
| Release Number:34-79497 | SEC Issue Date:Dec 7, 2016 | File Number:SR-BatsEDGX-2016-69 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Equities Options Platform See Also - Exhibit 5 |