National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-79151 | SEC Issue Date:Oct 25, 2016 | File Number:SR-BatsEDGX-2016-54 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 11.11, Routing to Away Trade Centers See Also - Exhibit 5 |
| Release Number:34-79091 | SEC Issue Date:Oct 13, 2016 | File Number:SR-BatsEDGX-2016-57 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. Options Platform See Also - Exhibit 5 |
| Release Number:34-79090 | SEC Issue Date:Oct 13, 2016 | File Number:SR-BatsEDGX-2016-55 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-79041 | SEC Issue Date:Oct 4, 2016 | File Number:SR-BatsEDGX-2016-53 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 22.3, Continuing Options Market Maker Registration, of Bats EDGX Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-78988 | SEC Issue Date:Sep 29, 2016 | File Number:SR-BatsEDGX-2016-41 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing of a Proposed Rule Change Related to the Exchange's Equity Options Platform To Adopt a Price Improvement Auction, the Bats Auction Mechanism View Received Comments See Also - Exhibit 5, Rel. No. 34-79718, Rel. No. 34-79339 |
| Release Number:34-78850 | SEC Issue Date:Sep 15, 2016 | File Number:SR-BatsEDGX-2016-33 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt an Options Regulatory Fee See Also - Rel. No. 34-78452 |
| Release Number:34-78798 | SEC Issue Date:Sep 9, 2016 | File Number:SR-BatsEDGX-2016-51 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5, Exemptive Letter |
| Release Number:34-78789 | SEC Issue Date:Sep 8, 2016 | File Number:SR-BatsEDGX-2016-52 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-78771 | SEC Issue Date:Sep 6, 2016 | File Number:SR-BatsEDGX-2016-49 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-78767 | SEC Issue Date:Sep 2, 2016 | File Number:SR-BatsEDGX-2016-26 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.22 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program View Received Comments See Also - Exhibit 5, Rel. No. 34-78331 |