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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-79664 SEC Issue Date:Dec 22, 2016 File Number:SR-ISEGemini-2016-16 SRO Organization:ISE Gemini (ISEGemini) Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions
See Also - Exhibit 5
Release Number:34-79644 SEC Issue Date:Dec 21, 2016 File Number:SR-ISEGemini-2016-22 SRO Organization:ISE Gemini (ISEGemini) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Qualifying Tier Thresholds and Fees and Rebates
See Also - Exhibit 5
Release Number:34-79626 SEC Issue Date:Dec 20, 2016 File Number:SR-ISEGemini-2016-24 SRO Organization:ISE Gemini (ISEGemini) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules in Connection With Business Continuity and Disaster Recovery Plans Testing Requirements
See Also - Exhibit 5
Release Number:34-79562 SEC Issue Date:Dec 15, 2016 File Number:SR-ISEGemini-2016-20 SRO Organization:ISE Gemini (ISEGemini) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Direct Debit for Market Data Products
See Also - Exhibit 5
Release Number:34-79541 SEC Issue Date:Dec 13, 2016 File Number:SR-ISEGemini-2016-23 SRO Organization:ISE Gemini (ISEGemini) Details: Notice of Filing of Proposed Rule Change To Amend ISE Gemini Rule 723 and To Make Pilot Program Permanent
See Also - Exhibit 3, Exhibit 5, Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend a Pilot Program
Release Number:34-79353 SEC Issue Date:Nov 18, 2016 File Number:SR-ISEGemini-2016-14 SRO Organization:ISE Gemini (ISEGemini) Details: Notice of Filing of Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism
See Also - Exhibit 5, Rel. No. 34-79735
Release Number:34-79357 SEC Issue Date:Nov 18, 2016 File Number:SR-SCCP-2016-01, SR-PHLX-2016-93, SR-NASDAQ-2016-127, SR-ISEMercury-2016-16, SR-ISEGemini-2016-10, SR-ISE-2016-22, SR-BX-2016-051, SR-BSECC-2016-001 SRO Organization:Stock Clearing Corporation of Philadelphia, Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE), Nasdaq BX, Inc. (BX), Boston Stock Exchange Clearing Corporation Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. To Implement Proxy Access
View Received Comments
See Also - Rel. No. 34-78985, Rel. No. 34-78979, Rel. No. 34-78986, Rel. No. 34-78978, Rel. No. 34-78980, Rel. No. 34-78981, Rel. No. 34-78982, Rel. No. 34-78984
Release Number:34-79253 SEC Issue Date:Nov 7, 2016 File Number:SR-ISEGemini-2016-13 SRO Organization:ISE Gemini (ISEGemini) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Number of Non-Controversial and Technical Changes
See Also - Exhibit 5
Release Number:34-79060 SEC Issue Date:Oct 6, 2016 File Number:SR-ISEGemini-2016-11 SRO Organization:ISE Gemini (ISEGemini) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal To Amend a Current Billing Practice With Respect to Billing Disputes
See Also - Exhibit 5
Release Number:34-79013 SEC Issue Date:Sep 30, 2016 File Number:SR-ISEGemini-2016-12 SRO Organization:ISE Gemini (ISEGemini) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 209
See Also - Exhibit 5
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