National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-78981 | SEC Issue Date:Sep 29, 2016 | File Number:SR-ISEGemini-2016-10 | SRO Organization:ISE Gemini (ISEGemini) |
Details: Notice of Filing of Proposed Rule Change To Amend the By-Laws of Nasdaq, Inc. To Implement Proxy Access View Received Comments See Also - Exhibit 5, Rel. No. 34-79357 |
| Release Number:34-78790 | SEC Issue Date:Sep 8, 2016 | File Number:SR-ISEGemini-2016-08 | SRO Organization:ISE Gemini (ISEGemini) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 100(a)(37C) (Definitions) To Add Specificity to the Definition of a Professional See Also - Exhibit 5 |
| Release Number:34-78424 | SEC Issue Date:Jul 27, 2016 | File Number:SR-ISE-Gemini-2015-17 | SRO Organization:ISE Gemini (ISEGemini) |
Details: Order Disapproving a Proposed Rule Change To Amend Rule 804(g) See Also - Rel. No. 34-77927, Rel. No. 34-77247, Rel. No. 34-76894, Rel. No. 34-76505 |
| Release Number:34-78343 | SEC Issue Date:Jul 15, 2016 | File Number:SR-ISEGemini-2016-07 | SRO Organization:ISE Gemini (ISEGemini) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program See Also - Exhibit 5 |
| Release Number:34-78201 | SEC Issue Date:Jun 30, 2016 | File Number:SR-ISE-Gemini-2016-06 | SRO Organization:ISE Gemini (ISEGemini) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program See Also - Exhibit 5 |
| Release Number:34-78119 | SEC Issue Date:Jun 21, 2016 | File Number:SR-ISE-2016-11, SR-ISEGemini-2016-05, SR-ISEMercury-2016-10 | SRO Organization:ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction in Which Nasdaq, Inc. Will Become the Indirect Parent of ISE, ISE Gemini, and ISE Mercury View Received Comments See Also - Rel. No. 34-77794, Rel. No. 34-77795 |
| Release Number:34-77927 | SEC Issue Date:May 26, 2016 | File Number:SR-ISE-Gemini-2015-17 | SRO Organization:ISE Gemini (ISEGemini) |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 804(g) See Also - Rel. No. 34-78424, Rel. No. 34-77247, Rel. No. 34-76894, Rel. No. 34-76505 |
| Release Number:34-77881 | SEC Issue Date:May 20, 2016 | File Number:SR-ISEGemini-2016-03 | SRO Organization:ISE Gemini (ISEGemini) |
Details: Order Approving Proposed Rule Change Related to Market Wide Risk Protection See Also - Rel. No. 34-77488 |
| Release Number:34-77795 | SEC Issue Date:May 10, 2016 | File Number:SR-ISE-Gemini-2016-05 | SRO Organization:ISE Gemini (ISEGemini) |
Details: Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Rel. No. 34-78119 |
| Release Number:34-77752 | SEC Issue Date:May 2, 2016 | File Number:SR-ISE-Gemini-2016-04 | SRO Organization:ISE Gemini (ISEGemini) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees |