National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-80362 | SEC Issue Date:Apr 3, 2017 | File Number:SR-ISEMercury-2017-06 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to "Tick-Worse" Functionality See Also - Exhibit 5 |
| Release Number:34-80326 | SEC Issue Date:Mar 29, 2017 | File Number:SR-ISEMercury-2017-05 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename the Exchange as Nasdaq MRX, LLC See Also - Exhibit 5 |
| Release Number:34-80256 | SEC Issue Date:Mar 15, 2017 | File Number:SR-PHLX-2017-07, SR-PEARL-2017-04, SR-NYSEMKT-2017-02, SR-NYSEArca-2017-04, SR-NYSEArca-2017-03, SR-NYSE-2017-01, SR-NSX-2017-03, SR-NASDAQ-2017-008, SR-MIAX-2017-03, SR-ISEMercury-2017-03, SR-ISEGemini-2017-04, SR-ISE-2017-08, SR-IEX-2017-04, SR-CHX-2017-03, SR-CBOE-2017-012, SR-C2-2017-007, SR-BX-2017-007, SR-BOX-2017-07, SR-BatsEDGX-2017-08, SR-BatsEDGA-2017-03, SR-BatsBZX-2017-08, SR-BatsBYX-2017-02 | SRO Organization:NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), MIAX PEARL, LLC (PEARL), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Miami International Securities Exchange, LLC (MIAX), ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) |
Details: Order Approving Proposed Rule Changes To Adopt Consolidated Audit Trail Compliance Rules See Also - Rel. No. 34-79949, Rel. No. 34-79932, Rel. No. 34-79953, Rel. No. 34-79950, Rel. No. 34-79967, Rel. No. 34-79937, Rel. No. 34-79938, Rel. No. 34-79935, Rel. No. 34-79960, Rel. No. 34-79907, Rel. No. 34-79909, Rel. No. 34-79911, Rel. No. 34-79945, Rel. No. 34-79948, Rel. No. 34-79944, Rel. No. 34-79927, Rel. No. 34-79962, Rel. No. 34-79933, Rel. No. 34-79965, Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements |
| Release Number:34-80211 | SEC Issue Date:Mar 10, 2017 | File Number:SR-ISEMercury-2017-04 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Liability Caps and Related Reimbursement Requirements See Also - Exhibit 5 |
| Release Number:34-79995 | SEC Issue Date:Feb 9, 2017 | File Number:SR-ISEMercury-2016-22, SR-ISEGemini-2016-16 | SRO Organization:ISE Mercury (ISEMercury), ISE Gemini (ISEGemini) |
Details: Order Granting Approval of Proposed Rule Changes, as Modified by Amendment Nos. 1 and 2 Thereto, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of Each Exchange To Perform Certain Routing and Other Functions See Also - Rel. No. 34-79664, Order Granting Approval of Proposed Rule Changes, as Modified by Amendment Nos. 1 and 2 Thereto, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of Each Exchange To Perform Certain Routing and Other Functions |
| Release Number:34-79963 | SEC Issue Date:Feb 3, 2017 | File Number:SR-ISEMercury-2017-03 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing of Proposed Rule Change To Adopt Chapter 9 View Received Comments See Also - Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements |
| Release Number:34-79841 | SEC Issue Date:Jan 18, 2017 | File Number:SR-ISEMercury-2016-25 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Order Granting Approval of Proposed Rule Change To Amend ISE Mercury Rule 723 and To Make Pilot Program Permanent See Also - Rel. No. 34-79539 |
| Release Number:34-79740 | SEC Issue Date:Jan 4, 2017 | File Number:SR-ISEMercury-2016-26 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules to Extend a Pilot Program See Also - Exhibit 5 |
| Release Number:34-79731 | SEC Issue Date:Jan 4, 2017 | File Number:SR-ISEMercury-2016-21 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Order Mechanism, and Price Improvement Mechanism See Also - Rel. No. 34-79354 |
| Release Number:34-79663 | SEC Issue Date:Dec 22, 2016 | File Number:SR-ISEMercury-2016-22 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions See Also - Exhibit 5 |