National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-78202 | SEC Issue Date:Jun 30, 2016 | File Number:SR-ISE-Mercury-2016-12 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program See Also - Exhibit 5 |
| Release Number:34-78119 | SEC Issue Date:Jun 21, 2016 | File Number:SR-ISE-2016-11, SR-ISEGemini-2016-05, SR-ISEMercury-2016-10 | SRO Organization:ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction in Which Nasdaq, Inc. Will Become the Indirect Parent of ISE, ISE Gemini, and ISE Mercury View Received Comments See Also - Rel. No. 34-77794, Rel. No. 34-77795 |
| Release Number:34-77931 | SEC Issue Date:May 26, 2016 | File Number:SR-ISEMercury-2016-07 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Order Approving Proposed Rule Change Related to Market Wide Risk Protection View Received Comments See Also - Rel. No. 34-77569 |
| Release Number:34-77841 | SEC Issue Date:May 16, 2016 | File Number:SR-ISEMercury-2016-11 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-77796 | SEC Issue Date:May 10, 2016 | File Number:SR-ISE-Mercury-2016-10 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Rel. No. 34-78119 |
| Release Number:34-77716 | SEC Issue Date:Apr 26, 2016 | File Number:SR-ISEMercury-2016-09 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing of Proposed Rule Change Relating to Preferenced Volume See Also - Exhibit 5 |
| Release Number:34-77569 | SEC Issue Date:Apr 8, 2016 | File Number:SR-ISEMercury-2016-07 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection View Received Comments See Also - Exhibit 5, Rel. No. 34-77931 |
| Release Number:34-77556 | SEC Issue Date:Apr 7, 2016 | File Number:SR-ISE-Mercury-2016-08 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing of Proposed Rule Change To Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria View Received Comments See Also - Exhibit 5 |
| Release Number:34-77412 | SEC Issue Date:Mar 21, 2016 | File Number:SR-ISEMercury-2016-06 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| Release Number:34-77409 | SEC Issue Date:Mar 21, 2016 | File Number:SR-ISEMercury-2016-05 | SRO Organization:ISE Mercury (ISEMercury) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |