National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-80748 | SEC Issue Date:May 23, 2017 | File Number:SR-NYSEMKT-2017-20 | SRO Organization:NYSE MKT (NYSEMKT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Rules of the Exchange, the NYSE MKT Equities Price List, the NYSE Amex Options Fee Schedule, and the NYSE Amex Options Proprietary Market Data Fees See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e |
| Release Number:34-80746 | SEC Issue Date:May 23, 2017 | File Number:SR-NYSEMKT-2016-103 | SRO Organization:NYSE MKT (NYSEMKT) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Allowing the Exchange To Trade, Pursuant to Unlisted Trading Privileges, Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform View Received Comments See Also - Rel. No. 34-80500, Rel. No. 34-80097, Rel. No. 34-79738, Rel. No. 34-79400 |
| Release Number:34-80723 | SEC Issue Date:May 18, 2017 | File Number:SR-NYSEMKT-2017-27 | SRO Organization:NYSE MKT (NYSEMKT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 103B-Equities See Also - Exhibit 5 |
| Release Number:34-80700 | SEC Issue Date:May 16, 2017 | File Number:SR-NYSEMKT-2017-05 | SRO Organization:NYSE MKT (NYSEMKT) |
Details: Order Approving Proposed Rule Change Amending Rules 7.29E and 1.1E To Provide for a Delay Mechanism View Received Comments See Also - Rel. No. 34-80268, Rel. No. 34-79998 |
| Release Number:34-80695 | SEC Issue Date:May 16, 2017 | File Number:SR-NYSEMKT-2017-28 | SRO Organization:NYSE MKT (NYSEMKT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 994NY, Broadcast Order Liquidity Delivery Mechanism See Also - Exhibit 5 |
| Release Number:34-80694 | SEC Issue Date:May 16, 2017 | File Number:SR-NYSEMKT-2017-26 | SRO Organization:NYSE MKT (NYSEMKT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule View Received Comments See Also - Appendix, Rel. No. 34-81067, Rel. No. 34-82049, Rel. No. 34-82262, Rel. No. 34-82263 |
| Release Number:34-80648 | SEC Issue Date:May 10, 2017 | File Number:SR-NYSEMKT-2017-24 | SRO Organization:NYSE MKT (NYSEMKT) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend Rule 67-Equities To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| Release Number:34-80619 | SEC Issue Date:May 8, 2017 | File Number:SR-NYSEMKT-2017-23 | SRO Organization:NYSE MKT (NYSEMKT) |
Details: Notice of Filing of Proposed Rule Change To Harmonize the Requirements of the NYSE MKT Company Guide With Respect to Periodic Reporting With Those of the NYSE See Also - Exhibit 5, Rel. No. 34-81016 |
| Release Number:34-80616 | SEC Issue Date:May 5, 2017 | File Number:SR-NYSEMKT-2017-13 | SRO Organization:NYSE MKT (NYSEMKT) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 968NY To Make Permanent a Program That Allows Cabinet Trade Transactions To Take Place at a Price Below $1 Per Option Contract View Received Comments See Also - Rel. No. 34-80272 |
| Release Number:34-80590 | SEC Issue Date:May 4, 2017 | File Number:SR-NYSEMKT-2017-01 | SRO Organization:NYSE MKT (NYSEMKT) |
Details: Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Equity Trading Rules To Transition Trading on the Exchange From a Floor-Based Market With a Parity Allocation Model to a Fully Automated Market With a Price-Time Priority Model on the Exchange's New Trading Technology Platform, Pillar View Received Comments See Also - Rel. No. 34-80337, Rel. No. 34-79993 |