National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-80864 | SEC Issue Date:Jun 6, 2017 | File Number:SR-CHX-2016-20 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change in Connection With the Proposed Transaction Involving CHX Holdings, Inc. and North America Casin Holdings, Inc. View Received Comments See Also - Rel. No. 34-82077, Rel. No. 34-79781, Rel. No. 34-79474 |
| Release Number:34-80825 | SEC Issue Date:May 31, 2017 | File Number:SR-CHX-2017-06 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Order Granting Approval of a Proposed Rule Change To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date to Two Business Days After the Trade Date See Also - Rel. No. 34-80467 |
| Release Number:34-80754 | SEC Issue Date:May 24, 2017 | File Number:SR-CHX-2017-10 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Certain Appendix B Web Site Publication Requirements Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| Release Number:34-80740 | SEC Issue Date:May 22, 2017 | File Number:SR-CHX-2017-04 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay View Received Comments See Also - Rel. No. 34-81415, Rel. No. 34-80364, Rel. No. 34-80041, Rel. No. 34-81913 |
| Release Number:34-80691 | SEC Issue Date:May 16, 2017 | File Number:SR-CHX-2017-08 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments See Also - Exhibit 3, Exhibit 5, Rel. No. 34-82252, Rel.No. 34-82251, Rel. No. 34-81067, Rel. No. 34-82049 |
| Release Number:34-80673 | SEC Issue Date:May 15, 2017 | File Number:SR-CHX-2017-09 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Anonymous Trade Reporting and Clearing See Also - Exhibit 5 |
| Release Number:34-80647 | SEC Issue Date:May 10, 2017 | File Number:SR-CHX-2017-07 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| Release Number:34-80467 | SEC Issue Date:Apr 17, 2017 | File Number:SR-CHX-2017-06 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule Change To Shorten the Standard Settlement Cycle From Three Business Days After the Trade Date to Two Business Days After the Trade Date See Also - Rel. No. 34-80825 |
| Release Number:34-80364 | SEC Issue Date:Apr 3, 2017 | File Number:SR-CHX-2017-04 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay View Received Comments See Also - Rel. No. 34-81415, Rel. No. 34-80041, Rel. No. 34-80740, Rel. No. 34-81913 |
| Release Number:34-80256 | SEC Issue Date:Mar 15, 2017 | File Number:SR-PHLX-2017-07, SR-PEARL-2017-04, SR-NYSEMKT-2017-02, SR-NYSEArca-2017-04, SR-NYSEArca-2017-03, SR-NYSE-2017-01, SR-NSX-2017-03, SR-NASDAQ-2017-008, SR-MIAX-2017-03, SR-ISEMercury-2017-03, SR-ISEGemini-2017-04, SR-ISE-2017-08, SR-IEX-2017-04, SR-CHX-2017-03, SR-CBOE-2017-012, SR-C2-2017-007, SR-BX-2017-007, SR-BOX-2017-07, SR-BatsEDGX-2017-08, SR-BatsEDGA-2017-03, SR-BatsBZX-2017-08, SR-BatsBYX-2017-02 | SRO Organization:NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), MIAX PEARL, LLC (PEARL), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Miami International Securities Exchange, LLC (MIAX), ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) |
Details: Order Approving Proposed Rule Changes To Adopt Consolidated Audit Trail Compliance Rules See Also - Rel. No. 34-79949, Rel. No. 34-79932, Rel. No. 34-79953, Rel. No. 34-79950, Rel. No. 34-79967, Rel. No. 34-79937, Rel. No. 34-79938, Rel. No. 34-79935, Rel. No. 34-79960, Rel. No. 34-79907, Rel. No. 34-79909, Rel. No. 34-79911, Rel. No. 34-79945, Rel. No. 34-79948, Rel. No. 34-79944, Rel. No. 34-79927, Rel. No. 34-79962, Rel. No. 34-79933, Rel. No. 34-79965, Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements |