National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-80227 | SEC Issue Date:Mar 13, 2017 | File Number:SR-CHX-2017-05 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| Release Number:34-80041 | SEC Issue Date:Feb 14, 2017 | File Number:SR-CHX-2017-04 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay View Received Comments See Also - Exhibit 5, Rel. No. 34-81415, Rel. No. 34-80364, Rel. No. 34-80740, Rel. No. 34-81913 |
| Release Number:34-79984 | SEC Issue Date:Feb 7, 2017 | File Number:SR-CHX-2016-16 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Withdrawal of a Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay View Received Comments See Also - Rel. No. 34-79608, Rel. No. 34-79216, Rel. No. 34-78860 |
| Release Number:34-79948 | SEC Issue Date:Feb 2, 2017 | File Number:SR-CHX-2017-03 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule Change To Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5 |
| Release Number:34-79822 | SEC Issue Date:Jan 18, 2017 | File Number:SR-CHX-2017-01 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Examination Requirement for CHX Market Maker Authorized Traders |
| Release Number:34-79781 | SEC Issue Date:Jan 12, 2017 | File Number:SR-CHX-2016-20 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change in Connection With the Proposed Transaction Involving CHX Holdings, Inc. and North America Casin Holdings, Inc. View Received Comments See Also - Rel. No. 34-82077, Rel. No. 34-80864, Rel. No. 34-79474 |
| Release Number:34-79608 | SEC Issue Date:Dec 20, 2016 | File Number:SR-CHX-2016-16 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay View Received Comments See Also - Rel. No. 34-79984, Rel. No. 34-79216, Rel. No. 34-78860 |
| Release Number:34-79538 | SEC Issue Date:Dec 13, 2016 | File Number:SR-CHX-2016-21 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Web Site Data Publication Requirements and Clarify Certain Data Reporting Obligations Related to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| Release Number:34-79474 | SEC Issue Date:Dec 6, 2016 | File Number:SR-CHX-2016-20 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule Change in Connection With the Proposed Transaction Involving CHX Holdings, Inc. and North America Casin Holdings, Inc. View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j, Exhibit 5k, Rel. No. 34-80864, Rel. No. 34-79781 |
| Release Number:34-79216 | SEC Issue Date:Nov 1, 2016 | File Number:SR-CHX-2016-16 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay View Received Comments See Also - Rel. No. 34-79984, Rel. No. 34-79216, Rel. No. 34-78860 |