National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-78109 | SEC Issue Date:Jun 21, 2016 | File Number:SR-CHX-2016-08 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fingerprinting See Also - Exhibit 5 |
| Release Number:34-77995 | SEC Issue Date:Jun 6, 2016 | File Number:SR-CHX-2016-07 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Business Continuity Plan Requirements for Participants See Also - Exhibit 5 |
| Release Number:34-77785 | SEC Issue Date:May 9, 2016 | File Number:SR-CHX-2016-06 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Assessments To Modify and Clarify Certain Fees Applicable to CHX Institutional Brokers See Also - Exhibit 5 |
| Release Number:34-77711 | SEC Issue Date:Apr 26, 2016 | File Number:SR-CHX-2016-01 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Order Approving a Proposed Rule Change To Adopt and Amend Rules To Permit the Exchange To Initiate CHX SNAP Cycles See Also - Rel. No. 34-77331 |
| Release Number:34-77652 | SEC Issue Date:Apr 19, 2016 | File Number:SR-CHX-2016-05 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the CHX SNAP Incentive Program See Also - Exhibit 5 |
| Release Number:34-77527 | SEC Issue Date:Apr 5, 2016 | File Number:SR-CHX-2016-04 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of the Exchange Related to Market Makers See Also - Exhibit 5 |
| Release Number:34-77469 | SEC Issue Date:Mar 29, 2016 | File Number:SR-CHX-2016-03 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Article 20, Rule 13 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program ("Plan") See Also - Exhibit 5, Exemptive Letter |
| Release Number:34-77331 | SEC Issue Date:Mar 9, 2016 | File Number:SR-CHX-2016-01 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule Change To Adopt and Amend Rules To Permit the Exchange To Initiate CHX SNAP SM See Also - Exhibit 5, Rel. No. 34-77711 |
| Release Number:34-76351 | SEC Issue Date:Nov 4, 2015 | File Number:SR-CHX-2015-09 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Business and Disaster Recovery Plans Testing Requirements for Certain Participants in Connection With Regulation Systems Compliance and Integrity View Received Comments See Also - Exhibit 5 |
| Release Number:34-76326 | SEC Issue Date:Nov 2, 2015 | File Number:SR-CHX-2015-08 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Smart Versus Direct Routing Protocol |