National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-73814 | SEC Issue Date:Dec 11, 2014 | File Number:SR-CHX-2014-19 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Applicability of Certain Fees and Credits Provided Under the Fee Schedule See Also - Exhibit 5 |
| Release Number:34-73572 | SEC Issue Date:Nov 10, 2014 | File Number:SR-CHX-2014-18 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Certain Order Types, Modifiers and Related Functionality See Also - Exhibit 5 |
| Release Number:34-73268 | SEC Issue Date:Sep 30, 2014 | File Number:SR-CHX-2014-17 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt and Amend Fees for the CHX Routing Services See Also - Exhibit 5 |
| Release Number:34-73150 | SEC Issue Date:Sep 19, 2014 | File Number:SR-CHX-2014-15 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the CHX Routing Services See Also - Exhibit 5 |
| Release Number:34-72909 | SEC Issue Date:Aug 25, 2014 | File Number:SR-CHX-2014-13 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a General Prohibition Against Affiliation Between the Exchange and any Participant See Also - Exhibit 5 |
| Release Number:34-72759 | SEC Issue Date:Aug 5, 2014 | File Number:SR-CHX-2014-11 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section P of the Fee Schedule Concerning the Market Data Revenue Rebates Program See Also - Exhibit 5 |
| Release Number:34-72711 | SEC Issue Date:Jul 29, 2014 | File Number:SR-CHX-2014-10 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Use of Market Data Feeds by the Exchange View Received Comments See Also - Exhibit 5 |
| Release Number:34-72434 | SEC Issue Date:Jun 19, 2014 | File Number:SR-Phlx-2014-27, SR-NYSEMKT-2014-37, SR-NYSE-2014-22, SR-NSX-2014-08, SR-NASDAQ-2014-044, SR-ISE-2014-25, SR-EDGX-2014-12, SR-EDGA-2014-11, SR-CHX-2014-06, SR-BYX-2014-007, SR-BX-2014-021, SR-BATS-2014-014 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) |
Details: Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions See Also - Rel. No. 34-72057, Rel. No. 34-72044, Rel. No. 34-72045, Rel. No. 34-72046, Notice of Filing of a Proposed Rule Change to Amend Rule 11.13, entitled "Clearly Erroneous Executions", Rel. No. 34-72048, Rel. No. 34-72049, Rel. No. 34-72050, Rel. No. 34-72051, Rel. No. 34-72052, Rel. No. 34-72053, Rel. No. 34-72054, Rel. No. 34-72055, Rel. No. 34-72056 |
| Release Number:34-72387 | SEC Issue Date:Jun 13, 2014 | File Number:SR-CHX-2014-09 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Rule Language and To Permit the Exchange To Enable or Disable Trade Adjustment Functionalities Pursuant to Notice See Also - Exhibit 5 |
| Release Number:34-72324 | SEC Issue Date:Jun 5, 2014 | File Number:SR-CHX-2014-07 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Uniform Taxonomy for CHX Rules and To Amend Certain Cross-References See Also - Exhibit 5 |