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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-86204 SEC Issue Date:Jun 26, 2019 File Number:SR-BYX-2012-019 SRO Organization:BATS Y-Exchange (BYX) Details: Cboe BYX Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program
Release Number:34-84845 SEC Issue Date:Dec 18, 2018 File Number:SR-BYX-2012-019 SRO Organization:BATS Y-Exchange (BYX) Details: Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program
Release Number:34-83756 SEC Issue Date:Aug 1, 2018 File Number:SR-BYX-2012-019 SRO Organization:BATS Y-Exchange (BYX) Details: Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program
Release Number:34-81364 SEC Issue Date:Aug 8, 2017 File Number:SR-BYX-2012-019 SRO Organization:BATS Y-Exchange (BYX) Details: Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program
Release Number:34-78178 SEC Issue Date:Jun 28, 2016 File Number:SR-BYX-2012-019 SRO Organization:BATS Y-Exchange (BYX) Details: BATS BYX-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program
Release Number:34-78178 SEC Issue Date:Jun 28, 2016 File Number:SR-BYX-2012-019 SRO Organization:BATS Y-Exchange (BYX) Details: BATS BYX-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program
See Also - Rel. No. 34-68049, Rel. No. 34-68303, Rel. No. 34-67734, 34-74115.pdf
Release Number:34-77607 SEC Issue Date:Apr 13, 2016 File Number:SR-BYX-2016-03 SRO Organization:BATS Y-Exchange (BYX) Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-In-Force Instructions
See Also - Rel. No. 34-77213
Release Number:34-77464 SEC Issue Date:Mar 29, 2016 File Number:SR-EDGX-2016-04, SR-EDGA-2016-01, SR-BYX-2016-02, SR-BATS-2016-10 SRO Organization:EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) Details: Order Approving Proposed Rule Changes To Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc.
See Also - Rel. No. 34-77146, Rel. No. 34-77147, Rel. No. 34-77155, Rel. No. 34-77156
Release Number:34-77308 SEC Issue Date:Mar 7, 2016 File Number:SR-BYX-2016-07 SRO Organization:BATS Y-Exchange (BYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules as Well as Certain Corporate Documents of the Exchange To Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries
See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D
Release Number:34-77213 SEC Issue Date:Feb 23, 2016 File Number:SR-BYX-2016-03 SRO Organization:BATS Y-Exchange (BYX) Details: Notice of Filing of a Proposed Rule Change To Adopt an Early Trading Session and Three New Time-In Force Instructions
See Also - Exhibit 5, Rel. No. 34-77607
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