National Securities Exchanges
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National Securities Exchanges Table
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Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-76457 | SEC Issue Date:Nov 17, 2015 | File Number:SR-BYX-2015-46 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing See Also - Exhibit 5 |
| Release Number:34-76418 | SEC Issue Date:Nov 10, 2015 | File Number:SR-BYX-2015-47 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| Release Number:34-76207 | SEC Issue Date:Oct 21, 2015 | File Number:SR-BYX-2015-45 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.24, Retail Price Improvement Program See Also - Exhibit 5 |
| Release Number:34-76206 | SEC Issue Date:Oct 21, 2015 | File Number:SR-BYX-2015-38 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(r) and 11.1 and Adopt New Rule 11.1(a)(1) See Also - Rel. No. 34-75831 |
| Release Number:34-76163 | SEC Issue Date:Oct 15, 2015 | File Number:SR-BYX-2015-44 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems See Also - Exhibit 5 |
| Release Number:34-76156 | SEC Issue Date:Oct 15, 2015 | File Number:SR-BYX-2015-43 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule "Influencing or Rewarding Employees of Others" See Also - Exhibit 5 |
| Release Number:34-76095 | SEC Issue Date:Oct 7, 2015 | File Number:SR-BYX-2015-41 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.13 (Payment Designed To Influence Market Prices, Other than Paid Advertising) |
| Release Number:34-76053 | SEC Issue Date:Sep 30, 2015 | File Number:SR-BYX-2015-42 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 2.13, Fidelity Bonds |
| Release Number:34-76016 | SEC Issue Date:Sep 29, 2015 | File Number:SR-BYX-2015-40 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Restructure and Amend Rule 11.17, Clearly Erroneous Executions |
| Release Number:34-75831 | SEC Issue Date:Sep 3, 2015 | File Number:SR-BYX-2015-38 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing of Proposed Rule Change To Amend Rules 1.5(r) and 11.1 and Adopt New Rule 11.1(a)(1) See Also - Exhibit 5 |