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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-75108 SEC Issue Date:Jun 4, 2015 File Number:SR-BYX-2015-26 SRO Organization:BATS Y-Exchange (BYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 13.8 Describing a Communication and Routing Service Known as BATS Connect
See Also - Exhibit 5
Release Number:34-74988 SEC Issue Date:May 18, 2015 File Number:SR-BYX-2015-25 SRO Organization:BATS Y-Exchange (BYX) Details: Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That the BATS Y-Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements
View Received Comments
See Also - Exhibit 5
Release Number:34-74939 SEC Issue Date:May 12, 2015 File Number:SR-BYX-2015-24 SRO Organization:BATS Y-Exchange (BYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
See Also - Exhibit 5
Release Number:34-74740 SEC Issue Date:Apr 16, 2015 File Number:SR-BYX-2015-23 SRO Organization:BATS Y-Exchange (BYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3.5 (Advertising Practices) and Repeal Exchange Rule 3.20 (Initial or Partial Payments)
Release Number:34-74739 SEC Issue Date:Apr 16, 2015 File Number:SR-BYX-2015-07 SRO Organization:BATS Y-Exchange (BYX) Details: Order Granting Approval of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Y-Exchange, Inc.
See Also - Rel. No. 34-74250
Release Number:34-74723 SEC Issue Date:Apr 14, 2015 File Number:SR-BYX-2015-22 SRO Organization:BATS Y-Exchange (BYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 11.22(i) To Include Consolidated Volume for All Listed Equity Securities
See Also - Exhibit 5
Release Number:34-74703 SEC Issue Date:Apr 10, 2015 File Number:SR-BYX-2015-21 SRO Organization:BATS Y-Exchange (BYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
See Also - Exhibit 5
Release Number:34-74645 SEC Issue Date:Apr 3, 2015 File Number:SR-BYX-2015-20 SRO Organization:BATS Y-Exchange (BYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints
See Also - Exhibit 5
Release Number:34-74599 SEC Issue Date:Mar 27, 2015 File Number:SR-BYX-2015-19 SRO Organization:BATS Y-Exchange (BYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product
See Also - Exhibit 5
Release Number:34-74594 SEC Issue Date:Mar 26, 2015 File Number:SR-BYX-2015-18 SRO Organization:BATS Y-Exchange (BYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
See Also - Exhibit 5