National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|
|---|---|---|---|---|
| Release Number:34-74514 | SEC Issue Date:Mar 16, 2015 | File Number:SR-BYX-2015-13 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 12.14, Front Running of Block Transactions See Also - Exhibit 5 |
| Release Number:34-74451 | SEC Issue Date:Mar 6, 2015 | File Number:SR-BYX-2015-14 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN See Also - Exhibit 5 |
| Release Number:34-74402 | SEC Issue Date:Mar 2, 2015 | File Number:SR-BYX-2015-12 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Update the Names of Certain Market Data Products See Also - Exhibit 5 |
| Release Number:34-74360 | SEC Issue Date:Feb 24, 2015 | File Number:SR-BYX-2015-11 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Rule 13.4, "Assigning of Registered Securities in the Name of a Member or Member Organization" See Also - Exhibit 5 |
| Release Number:34-74294 | SEC Issue Date:Feb 18, 2015 | File Number:SR-BYX-2015-10 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules" See Also - Exhibit 5 |
| Release Number:34-74284 | SEC Issue Date:Feb 18, 2015 | File Number:SR-BYX-2015-09 | SRO Organization:BATS Y-Exchange (BYX) |
Details: BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BYX Top and BYX Last Sale View Received Comments See Also - Exhibit 5 |
| Release Number:34-74263 | SEC Issue Date:Feb 12, 2015 | File Number:SR-BYX-2015-08 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-74250 | SEC Issue Date:Feb 11, 2015 | File Number:SR-BYX-2015-07 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS Y-Exchange, Inc. See Also - Exhibit 5, Rel. No. 34-74739 |
| Release Number:34-74164 | SEC Issue Date:Jan 28, 2015 | File Number:SR-BYX-2015-04 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation |
| Release Number:34-74151 | SEC Issue Date:Jan 27, 2015 | File Number:SR-BYX-2015-06 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.5(c)(4) and 11.5 To Harmonize With EDGA and EDGX Rules, Its Membership Requirements Applicable To Clearing Agencies That Clear Transactions for Members See Also - Exhibit 5 |