National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|
|---|---|---|---|---|
| Release Number:34-73742 | SEC Issue Date:Dec 4, 2014 | File Number:SR-BYX-2014-035 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 14.1(c)(5) of BATS Y-Exchange, Inc., To Remove the Restriction Prohibiting Market Makers in UTP Derivative Securities From Acting or Registering as a Market Maker in Any Reference Asset of That UTP Derivative Security or Any Derivative Instrument Based on Such Reference Asset See Also - Exhibit 5 |
| Release Number:34-73595 | SEC Issue Date:Nov 14, 2014 | File Number:SR-BYX-2014-030 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish a New Market Data Product Called the BATS One Feed View Received Comments See Also - Exhibit 5 |
| Release Number:34-73549 | SEC Issue Date:Nov 6, 2014 | File Number:SR-EDGX-2014-19, SR-EDGA-2014-16, SR-BYX-2014-011, SR-BATS-2014-028 | SRO Organization:EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) |
Details: Notice of Withdrawal of Proposed Rule Changes To Establish a New Market Data Product Called the BATS One Feed View Received Comments |
| Release Number:34-73472 | SEC Issue Date:Oct 30, 2014 | File Number:SR-BYX-2014-018 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Order Granting Approval of a Proposed Rule Change To Establish an Opening Process See Also - Rel. No. 34-73094 |
| Release Number:34-73461 | SEC Issue Date:Oct 29, 2014 | File Number:SR-BYX-2014-029 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-73411 | SEC Issue Date:Oct 23, 2014 | File Number:SR-BYX-2014-028 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9 and 11.13 of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-73366 | SEC Issue Date:Oct 15, 2014 | File Number:SR-BYX-2014-019 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Order Granting Approval of a Proposed Rule Change to Rules 11.9 of BATS Y-Exchange, Inc. To Add Price Adjust Functionality See Also - Rel. No. 34-72946 |
| Release Number:34-73357 | SEC Issue Date:Oct 15, 2014 | File Number:SR-BYX-2014-027 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.16 of BATS Y-Exchange, Inc. |
| Release Number:34-73295 | SEC Issue Date:Oct 3, 2014 | File Number:SR-BYX-2014-026 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13 of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-73236 | SEC Issue Date:Sep 26, 2014 | File Number:SR-BYX-2014-024 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.24 To Permit Members To Designate Their Retail Orders To Be Identified as Retail on the Exchange's Proprietary Data Feeds See Also - Exhibit 5 |