National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-78396 | SEC Issue Date:Jul 22, 2016 | File Number:SR-BATS-2015-100 | SRO Organization:BATS Exchange (BATS) |
Details: Order Approving a Proposed Rule Change, as Modified by Amendment No. 6, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares See Also - Rel. No. 34-78005, Rel. No. 34-77871, Rel. No. 34-77202, Rel. No. 34-76820, 34-76478 |
| Release Number:34-78104 | SEC Issue Date:Jun 20, 2016 | File Number:SR-BATS-2016-16 | SRO Organization:BATS Exchange (BATS) |
Details: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the Pointbreak Diversified Commodity Strategy Fund of the Pointbreak ETF Trust Under BATS Rule 14.11(i), Managed Fund Shares See Also - Rel. No. 34-77770, Rel. No. 34-77379 |
| Release Number:34-78005 | SEC Issue Date:Jun 7, 2016 | File Number:SR-BATS-2015-100 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of Amendment No. 5 To Proposed Rule Change, as Modified by Amendments Nos. 1, 3, and 4 thereto, To Amend Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares See Also - Exhibit 4, Exhibit 5, Rel. No. 34-77871, Rel. No. 34-77202, Rel. No. 34-76820, 34-76478 |
| Release Number:34-77871 | SEC Issue Date:May 20, 2016 | File Number:SR-BATS-2015-100 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments Nos. 1, 3, and 4 Thereto, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares See Also - Rel. No. 34-78005, Rel. No. 34-77202, Rel. No. 34-76820, 34-76478 |
| Release Number:34-77770 | SEC Issue Date:May 5, 2016 | File Number:SR-BATS-2016-16 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the Pointbreak Diversified Commodity Strategy Fund of the Pointbreak ETF Trust Under BATS Rule 14.11(i), Managed Fund Shares See Also - Rel. No. 34-78104, Rel. No. 34-77379 |
| Release Number:34-77620 | SEC Issue Date:Apr 14, 2016 | File Number:SR-BATS-2015-124 | SRO Organization:BATS Exchange (BATS) |
Details: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 5, To List and Trade Shares of the REX VolMAXX Long VIX Weekly Futures Strategy ETF and the REX VolMAXX Inverse VIX Weekly Futures Strategy ETF of the Exchange Traded Concepts Trust See Also - Rel. No. 34-77287, Rel. No. 34-76884 |
| Release Number:34-77611 | SEC Issue Date:Apr 13, 2016 | File Number:SR-BATS-2016-14 | SRO Organization:BATS Exchange (BATS) |
Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions See Also - Rel. No. 34-77214 |
| Release Number:34-77567 | SEC Issue Date:Apr 8, 2016 | File Number:SR-BATS-2015-94 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of Amendment No. 1 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3, To List and Trade Shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust View Received Comments See Also - Rel. No. 34-77209, Rel. No. 34-76862 |
| Release Number:34-77499 | SEC Issue Date:Apr 1, 2016 | File Number:SR-BATS-2016-04 | SRO Organization:BATS Exchange (BATS) |
Details: Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the SPDR DoubleLine Short Duration Total Return Tactical ETF of the SSgA Active Trust See Also - Rel. No. 34-77451, Rel. No. 34-77078 |
| Release Number:34-77487 | SEC Issue Date:Mar 31, 2016 | File Number:SR-BATS-2015-105 | SRO Organization:BATS Exchange (BATS) |
Details: Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To List and Trade Shares of the Elkhorn S&P GSCI Dynamic Roll Commodity ETF of Elkhorn ETF Trust See Also - Rel. No. 34-77159, Rel. No. 34-76776 |